Patrick E. Harris

PLP CAPITAL

ORLANDO, FL 32836

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CRD#: 5748909

Professional summary

Patrick Eugene Harris, who also goes by Patrick Harris, is a registered financial professional currently at PLP CAPITAL located in Orlando, Florida and LEDGER CAPITAL MARKETS, LLC located in Stuyvesant, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2010. Patrick has worked at 20 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patrick Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Eugene Harris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2019 - Present

PLP CAPITAL

Office #1: 10243 Mattraw Place, Orlando, FL 32836

CRD#: 38901

ORLANDO, FL

Current

May 28, 2021 - Present

LEDGER CAPITAL MARKETS, LLC

CRD#: 289140

STUYVESANT, NY

Current

November 8, 2022 - Present

CANDEAL SECURITIES, LLC

CRD#: 173523

Stuyvesant, NY

Current

December 5, 2024 - Present

DREAM STREET SECURITIES, LLC

Office #1: 739 N. Main Street, Los Angeles, CA 90039

CRD#: 324818

LOS ANGELES, CA

Current

January 5, 2025 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020

CRD#: 10590

NEW YORK, NY

Current

March 5, 2025 - Present

CAPITAL DYNAMICS BROKER DEALER LLC

Office #1: 444 Madison Avenue, New York, NY 10022

CRD#: 148780

New York, NY

Current

September 30, 2025 - Present

DWM FINANCE LLC

Office #1: 100 First Stamford Place 4th Floor Suite 450, Stamford, CT 06902

CRD#: 137513

Stamford, CT

Current

March 18, 2026 - Present

KINGSROCK SECURITIES LLC

Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022

CRD#: 325143

NEW YORK, NY

Current

March 31, 2026 - Present

GEMINI GALACTIC MARKETS, LLC

Office #1: 315 Park Avenue South, New York, NY 10010

CRD#: 304761

New York, NY

Past

September 12, 2025 - December 9, 2025

CDX ADVISORS

CRD#: 171500

WEST PALM BEACH, FL

Past

May 9, 2024 - July 9, 2024

DEMATTEO RESEARCH LLC

CRD#: 43741

NEW YORK, NY

Past

February 16, 2023 - December 6, 2024

ALLIO MARKETS, LLC

CRD#: 318268

SEATTLE, WA

Past

November 21, 2022 - August 21, 2025

CDX ADVISORS

CRD#: 171500

WEST PALM BEACH, FL

Past

January 25, 2022 - May 8, 2023

SKYVIEW INVESTMENT BANKING

CRD#: 135073

MANHATTAN BEACH, CA

Past

July 10, 2021 - October 1, 2021

CORTEX INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 311911

Stuyvesant, NY

Past

January 12, 2021 - October 10, 2025

AAG CAPITAL, INC

CRD#: 188

WESLEY CHAPEL, FL

Past

April 6, 2020 - October 1, 2021

CORTEX INVESTMENT BANKING, LLC

CRD#: 300803

New York, NY

Past

May 11, 2019 - July 28, 2023

CRB SECURITIES, LLC

CRD#: 283134

Fort Lee, NJ

Past

March 13, 2019 - December 10, 2019

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Past

February 26, 2019 - May 8, 2023

8 RIVERS ADVISORS, LLC

CRD#: 286464

DURHAM, NC

Past

July 25, 2018 - March 14, 2019

CDX ADVISORS

CRD#: 171500

WEST PALM BEACH, FL

Past

February 9, 2010 - June 19, 2018

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2025)

Connecticut
(9/30/2025)

New York
(5/28/2021)

South Dakota
(6/17/2022)

Washington
(3/15/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/5/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/31/2026

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/8/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 9/30/2025

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/11/2010

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GEMINI GALACTIC MARKETS, LLC

CRD#: 304761 / SEC#: , 8-70369

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

315 Park Avenue South, New York, NY 10010

Mailing Address

315 Park Avenue South, New York, NY 10010

Phone number

(646) 751-4449

Established

Delaware since 02/28/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GEMINI SPACE STATION, LLC	SHAREHOLDER
DOHERTY, JAMES HUGH	PRINCIPAL OPERATIONS OFFICER	4197747
RUTITSKIY, DMITRIY	FINOP/PFO	6117665
TSE, ANNA	CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR	6402475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick E. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick Eugene Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLP CAPITAL

LEDGER CAPITAL MARKETS, LLC

CANDEAL SECURITIES, LLC

DREAM STREET SECURITIES, LLC

CHAINCE SECURITIES, LLC

CAPITAL DYNAMICS BROKER DEALER LLC

DWM FINANCE LLC

KINGSROCK SECURITIES LLC

GEMINI GALACTIC MARKETS, LLC

CDX ADVISORS

DEMATTEO RESEARCH LLC

ALLIO MARKETS, LLC

CDX ADVISORS

SKYVIEW INVESTMENT BANKING

CORTEX INVESTMENT MANAGEMENT, LLC

AAG CAPITAL, INC

CORTEX INVESTMENT BANKING, LLC

CRB SECURITIES, LLC

OLD SLIP CAPITAL MANAGEMENT, INC.

8 RIVERS ADVISORS, LLC

CDX ADVISORS

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/5/2021

Series 66

Date: 4/12/2010

Series 99TO

Date: 3/31/2026

SIE

Date: 10/1/2018

Series 7

Date: 2/8/2010

Series 14

Date: 9/30/2025

Series 24

Date: 6/11/2010

FINRA

FINRA

Nasdaq Stock Market

Current Firm

GEMINI GALACTIC MARKETS, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GEMINI GALACTIC MARKETS, LLC

TRUST BUT VERIFY

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