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PH

Patrick Eugene Harris

PLP CAPITAL

ORLANDO, FL

·CRD# 5748909·16 years experience

Professional Summary

Patrick Eugene Harris, who also goes by Patrick Harris, is a registered financial advisor currently at PLP CAPITAL located in Orlando, Florida and LEDGER CAPITAL MARKETS, LLC located in Stuyvesant, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2010. Patrick has worked at 21 firms and has passed the Series 65, Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Harris

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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EQUITABLE ADVISORS, LLC

SYRACUSE, NY · CRD#

Patrick Harold Oleary

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D.A. DAVIDSON & CO.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

PLP CAPITAL·CRD# 38901

BD

10243 Mattraw Place, Orlando, FL 32836

January 12, 2019 - Present

LEDGER CAPITAL MARKETS, LLC·CRD# 289140

BD

Stuyvesant, NY

May 28, 2021 - Present

CANDEAL SECURITIES, LLC·CRD# 173523

BD

Stuyvesant, NY

November 8, 2022 - Present

DREAM STREET SECURITIES, LLC·CRD# 324818

BD

739 N. Main Street, Los Angeles, CA 90039

December 5, 2024 - Present

CHAINCE SECURITIES, LLC·CRD# 10590

BD

1251 Avenue Of The Americas 41st Floor, New York, NY 10020

January 5, 2025 - Present

CAPITAL DYNAMICS BROKER DEALER LLC·CRD# 148780

BD

444 Madison Avenue, New York, NY 10022

March 5, 2025 - Present

DWM FINANCE LLC·CRD# 137513

BD

100 First Stamford Place 4th Floor Suite 450, Stamford, CT 06902

September 30, 2025 - Present

KINGSROCK SECURITIES LLC·CRD# 325143

BD

900 Third Avenue - Suite 1801, New York, NY 10022

March 18, 2026 - Present

GEMINI GALACTIC MARKETS, LLC·CRD# 304761

BD

1. 315 Park Avenue South, New York, NY 100102. Stuyvesant, NY

March 31, 2026 - Present

RANGE INVESTING·CRD# 335971

BD

685 3rd Avenue Floor 30, New York, NY 10017

July 8, 2026 - Present

CDX ADVISORS·CRD# 171500

BD

West Palm Beach, FL

September 12, 2025 - December 9, 2025

DEMATTEO RESEARCH LLC·CRD# 43741

BD

New York, NY

May 9, 2024 - July 9, 2024

ALLIO MARKETS, LLC·CRD# 318268

BD

Seattle, WA

February 16, 2023 - December 6, 2024

CDX ADVISORS·CRD# 171500

BD

West Palm Beach, FL

November 21, 2022 - August 21, 2025

SKYVIEW INVESTMENT BANKING·CRD# 135073

BD

Manhattan Beach, CA

January 25, 2022 - May 8, 2023

CORTEX INVESTMENT MANAGEMENT, LLC·CRD# 311911

RIA

Stuyvesant, NY

July 10, 2021 - October 1, 2021

AAG CAPITAL, INC·CRD# 188

BD

Wesley Chapel, FL

January 12, 2021 - October 10, 2025

CORTEX INVESTMENT BANKING, LLC·CRD# 300803

BD

New York, NY

April 6, 2020 - October 1, 2021

CRB SECURITIES, LLC·CRD# 283134

BD

Fort Lee, NJ

May 11, 2019 - July 28, 2023

OLD SLIP CAPITAL MANAGEMENT, INC.·CRD# 7360

BD

New York, NY

March 13, 2019 - December 10, 2019

8 RIVERS ADVISORS, LLC·CRD# 286464

BD

Durham, NC

February 26, 2019 - May 8, 2023

CDX ADVISORS·CRD# 171500

BD

West Palm Beach, FL

July 25, 2018 - March 14, 2019

DEUTSCHE BANK SECURITIES INC.·CRD# 2525

BD

New York, NY

February 9, 2010 - June 19, 2018

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Current Firm

RI

RANGE INVESTING

RANGE INVESTING | RANGE INVESTING, LLC

CRD#: 335971 / SEC#: 8-71376

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

685 3rd Avenue Floor 30, New York, NY 10017

Mailing Address

685 3rd Avenue Floor 30, New York, NY 10017

Phone Number

(301) 660-2402

Established

Delaware since 12/15/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RANGE FINANCE, INC.	OWNER	—
BATRA, TARESH	CEO	5560635
BEATON, DANIEL STEWART	FINOP, PFO, POO	4240769
HARRIS, PATRICK EUGENE	CCO	5748909
RAJENDRA, VASILIOS PAUL	MUNICIPAL SECURITIES PRINCIPAL	6343364

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(7/23/2026)

RR

Alaska
(5/14/2026)

RR

Arizona
(5/29/2026)

RR

Arkansas
(8/4/2026)

RR

California
(1/5/2025)

RR

Colorado
(5/28/2026)

RR

Connecticut
(9/30/2025)

RR

Delaware
(6/9/2026)

RR

District of Columbia
(7/27/2026)

RR

Florida
(6/17/2026)

RR

Georgia
(5/15/2026)

RR

Hawaii
(6/5/2026)

RR

Idaho
(5/14/2026)

RR

Indiana
(6/24/2026)

RR

Iowa
(5/14/2026)

RR

Kansas
(5/18/2026)

RR

Kentucky
(5/14/2026)

RR

Louisiana
(5/26/2026)

RR

Maine
(6/2/2026)

RR

Maryland
(7/1/2026)

RR

Massachusetts
(8/21/2026)

RR

Michigan
(6/10/2026)

RR

Minnesota
(5/27/2026)

RR

Mississippi
(5/14/2026)

RR

Missouri
(6/1/2026)

RR

Montana
(5/14/2026)

RR

Nebraska
(5/14/2026)

RR

New Hampshire
(5/27/2026)

RR

New Jersey
(5/14/2026)

RR

New Mexico
(5/18/2026)

RR

New York
(5/28/2021)

RR

North Carolina
(6/4/2026)

RR

North Dakota
(5/14/2026)

RR

Ohio
(5/14/2026)

RR

Oklahoma
(5/27/2026)

RR

Oregon
(5/15/2026)

RR

Pennsylvania
(5/27/2026)

RR

Puerto Rico
(8/14/2026)

RR

Rhode Island
(5/14/2026)

RR

South Carolina
(6/19/2026)

RR

South Dakota
(6/17/2022)

RR

Tennessee
(5/27/2026)

RR

Utah
(5/14/2026)

RR

Vermont
(5/18/2026)

RR

Virgin Islands
(6/8/2026)

RR

Virginia
(5/28/2026)

RR

Washington
(3/15/2026)

RR

West Virginia
(6/4/2026)

RR

Wisconsin
(5/21/2026)

RR

Wyoming
(5/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2021About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Mar 2026About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Sep 2025About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jun 2010About the Series 24 exam

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Eugene Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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PH

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