Sergio Costa
Professional Summary
Sergio Costa is a registered financial advisor currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in New York, New York. Sergio is registered as a RR (Registered Representative) and started their career in finance in 2010. Sergio has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
Contact Information
Main Address
One Manhattan West, New York, NY 10001Mailing Address
One Manhattan West, New York, NY 10001Phone Number
(212) 773-3000Established
Delaware since 11/06/2009Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sergio Costa's CRS (Customer Relationship Summary).
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