Peter A. Crouchley

WALL STREET ACCESS

New York, NY 10005

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CRD#: 5745029

Professional summary

Peter Austin Crouchley is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2012. Peter has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Austin Crouchley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2022 - Present

WALL STREET ACCESS

Office #1: 100 Wall Street, Suite 804, New York, NY 10005

CRD#: 10012

New York, NY

Past

August 15, 2017 - April 4, 2022

AK CAPITAL LLC

CRD#: 28345

NEW YORK, NY

Past

July 21, 2015 - August 2, 2017

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

September 9, 2013 - July 15, 2015

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

NEW YORK, NY

Past

April 21, 2012 - November 13, 2012

VCG SECURITIES, LLC

CRD#: 149083

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/20/2022)

Exams

State Security Law Exam

Series 63

Date: 11/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2012

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

WALL STREET ACCESS

WALL STREET ACCESS | WALL STREET INVESTOR SERVICES | WALL STREET CLEARING COMPANY

CRD#: 10012 / SEC#: , 8-25936

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Wall Street, Suite 804, New York, NY 10005

Mailing Address

100 Wall Street, Suite 804, New York, NY 10005

Phone number

(212) 709-9400

Established

New York since 02/01/1981

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DPK SECURITIES, LLC	98% OWNER/GENERAL PARTNER
DENIS P. KELLEHER, LLC	2% OWNER/GENERAL PARTNER
GOETCHIUS, ARTHUR LEROY	CHIEF EXECUTIVE OFFICER	1374251
KELLEHER, SEAN MICHAEL	PRESIDENT	1726997
LAVIN, WILLIAM KANE JR	EXECUTIVE MANAGING DIRECTOR / ROSFP	2703117
MITCHELL, JOHN LOUIS	CHIEF FINANCIAL OFFICER / FINOP	2193524
O'CONNELL, JOHN PATRICK	ASSISTANT CONTROLLER	4698479
VISCOVICH, GREGORY DOMINIC	CHIEF COMPLIANCE OFFICER	2621348

Disclosures

Regulatory Event	19
Arbitration	15

Red Flags

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Peter A. Crouchley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Austin Crouchley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AK CAPITAL LLC

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH MANAGEMENT

VCG SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2012

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

WALL STREET ACCESS

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WALL STREET ACCESS

TRUST BUT VERIFY

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