Gregory Dominic Viscovich
Professional Summary
Gregory Dominic Viscovich is a registered financial advisor currently at WALL STREET ACCESS located in New York, New York. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 53, Series 14, Series 9, Series 10, Series 4 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
WALL STREET ACCESS | WALL STREET INVESTOR SERVICES | WALL STREET CLEARING COMPANY
Contact Information
Main Address
100 Wall Street, Suite 1501, New York, NY 10005Mailing Address
100 Wall Street, Suite 804, New York, NY 10005Phone Number
(212) 709-9400Established
New York since 02/01/1981Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | — |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | — |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
Regulatory Event
19Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/2008)
(7/7/2008)
(3/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2000About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2000About the Series 10 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Dominic Viscovich's CRS (Customer Relationship Summary).
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