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James Lee Sylvia

James L. Sylvia

STRATEGIC ADVISERS LLC | Financial Consultant
TIGARD, OR
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CRD#: 5743059
James Lee Sylvia

Professional summary

James Lee Sylvia, who also goes by James L Sylvia II, James L Sylvia, James Lee Sylvia Ii, James Lee Sylvia, James Sylvia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tigard, Oregon and FIDELITY BROKERAGE SERVICES LLC located in Tigard, Oregon.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. James has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Biography

I believe education is key to working toward your personal financial goals. I help my clients by recognizing their goals clearly, documenting where they are today financially, and then help them find a path forward.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James L Sylvia Ii | James L Sylvia | James Lee Sylvia Ii | James Lee Sylvia | James Sylvia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Lee Sylvia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Portland State University

Bachelor of Science (BS) - Finance

2015

Portland Community College

Associate of Science - General

2013

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224
RIA
CRD#: 104555
TIGARD, OR
Current

June 9, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 7493 Sw Bridgeport Road Bridgeport Village, Tigard, OR 97224
BD
CRD#: 7784
Tigard, OR
Past

July 1, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
TIGARD, OR
Past

March 19, 2020 - May 13, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
PORTLAND, OR
Past

March 19, 2020 - May 13, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Portland, OR
Past

March 19, 2020 - May 13, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
PORTLAND, OR
Past

December 23, 2015 - March 3, 2020

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
LAKE OSWEGO, OR
Past

July 13, 2015 - March 3, 2020

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
LAKE OSWEGO, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/16/2020)
RR
Arkansas
(3/4/2022)
RR
California
(10/9/2020)
RR
Colorado
(10/8/2021)
RR
Florida
(10/9/2020)
RR
Idaho
(11/16/2020)
RR
Illinois
(9/29/2023)
RR
Kentucky
(7/21/2023)
RR
Massachusetts
(6/27/2025)
RR
Montana
(3/4/2022)
RR
New Mexico
(9/12/2024)
RR
North Carolina
(5/3/2024)
RR
Oregon
(6/9/2020)
IAR
Oregon
(3/31/2025)
RR
Texas
(9/29/2023)
IAR
Texas
(3/31/2025)
RR
Utah
(6/27/2025)
RR
Washington
(9/18/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/17/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/3/2025
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/14/2025
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Tigard, OR

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