Nicole S. Brinkerhoff
Professional summary
Nicole Sylvester Brinkerhoff, who also goes by Nicole Brinkerhoff, Nikki Brinkerhoff, Nikki Sylvester, is a registered financial professional currently at CARTY, HARDING & HEARN, INC. located in Memphis, Tennessee and HAPI located in Portland, Oregon.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicole has worked at 15 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 3, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Sylvester Brinkerhoff's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2024 - Present
CARTY, HARDING & HEARN, INC.
Office #1: 6263 Poplar Avenue Suite 800, Memphis, TN 38119February 26, 2025 - Present
HAPI
Office #2: 2646 Nw Cornell Road, Portland, OR 97210August 18, 2025 - Present
CROWDVEST SECURITIES LLC
Office #1: 21 Sovereign Way, Hutchinson Island, FL 34949April 23, 2026 - Present
FUNDMENT LLC
Office #1: 58-60 Berners Street, London, W1T 3NQJanuary 15, 2025 - March 18, 2025
FIRST ASSET FINANCIAL INC.
June 20, 2024 - March 12, 2025
SIGNET SECURITIES, LLC
July 2, 2021 - April 30, 2024
TRADESTATION SECURITIES, INC.
June 23, 2020 - August 6, 2021
DALMORE GROUP LLC
March 5, 2020 - April 29, 2020
WALTON RE SECURITIES, LLC
January 13, 2020 - February 3, 2020
HIDDEN ROAD PARTNERS CIV US LLC
November 26, 2019 - May 5, 2020
KESTRA INVESTMENT SERVICES, LLC
February 5, 2019 - March 11, 2019
DASH FINANCIAL TECHNOLOGIES LLC
January 18, 2019 - August 29, 2019
KESTRA INVESTMENT SERVICES, LLC
June 15, 2017 - December 5, 2018
FIRST HORIZON ADVISORS, INC.
April 14, 2015 - June 2, 2017
CETERA INVESTMENT SERVICES LLC
October 29, 2010 - August 17, 2012
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2025)
(10/1/2024)
Exams
Series 82TO
Date: 10/1/2024
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FUNDMENT LLC
CRD#: 333140 / SEC#: , 8-71302
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUNDMENT HOLDINGS LIMITED | PARENT | |
| ABDUL, OLA | CHIEF EXECUTIVE OFFICER | 8004691 |
| BOOKER, CHRIS | CHIEF TECHNOLOGY OFFICER | 8004692 |
| BRINKERHOFF, NICOLE SYLVESTER | CHIEF COMPLIANCE OFFICER | 5742266 |
| MACKAY, DUNCAN | CHIEF INVESTMENT OFFICER | 8051245 |
| MEYERS, CHRISTOPHER M | PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
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Company Information
FUNDMENT LLC
CRD#: 333140Memphis, TN 38119TRUST BUT VERIFY
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