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JB

Johann Brian Robin Barthes

MAGEN FINANCIAL
NEW YORK, NY
·CRD# 5740524·16 years experience

Professional Summary

Johann Brian Robin Barthes is a registered financial advisor currently at MAGEN FINANCIAL LLC located in New York, New York. Johann is registered as a RR (Registered Representative) and started their career in finance in 2010. Johann has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

MAGEN FINANCIAL LLC·CRD# 305174
BD
1. 1500 Broadway 25th Floor, New York, NY 100362. 1500 Broadway 25th Floor, New York, NY 10036
August 10, 2020 - Present
SUNRISE BROKERS LLC·CRD# 151012
BD
New York, NY
April 22, 2010 - September 20, 2017

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Current Firm

MF
MAGEN FINANCIAL LLC

ATHENA A DIVISION OF MAGEN FINANCIAL LLC | VISION A DIVISION OF MAGEN FINACIAL LLC | SHIELD A DIVISION OF MAGEN FINANCIAL LLC | NOMAD A DIVISION OF MAGEN FINANCIAL LLC | MERCURY A DIVISION OF MAGEN FINANCIAL LLC | MAGEN FINANCIAL LLC | AZUR A DIVISION OF MAGEN FINANCIAL LLC | ATLAS A DIVISION OF MAGEN FINANCIAL LLC

CRD#: 305174 / SEC#: 8-70397
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1500 Broadway 25th Floor, New York, NY 10036

Mailing Address

1500 Broadway 25th Floor, New York, NY 10036

Phone Number

(212) 291-7702

Established

Delaware since 07/16/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HYBER HOLDINGS LLCDIRECT OWNER—
BARTHES, DAVYCEO5726005
BARTHES, JOHANN BRIAN ROBINPRESIDENT5740524
TREARS, JOHN PATRICKPARTNER COO/CFO/CCO2837461

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2017About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2020About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Johann Brian Robin Barthes's CRS (Customer Relationship Summary).

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