Mary Catherine E. Macaluso
STRATEGIC ADVISERS LLC | Financial Consultant
NORTHPORT, NY
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CRD#: 5739655
Professional summary
Mary Catherine Elizabeth Macaluso, CFP®, who also goes by Mary Catherine Elizabeth Macaluso, Mary Catherine Macaluso, Mary Catherine Elizabeth Sinclair, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Northport, New York and FIDELITY BROKERAGE SERVICES LLC located in Roslyn, New York.
Mary Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mary Catherine has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Biography
I believe that everyone deserves to enjoy the freedom that financial health can provide. With over 15 years of financial services experience, I can help you create a customized plan - based on your needs, concerns, and preferences - to work towards your goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Catherine Elizabeth Macaluso | Mary Catherine Macaluso | Mary Catherine Elizabeth Sinclair
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Catherine Elizabeth Macaluso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Goucher College
Bachelor of Arts (BA) - Economics and Political Science
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1075 Northern Blvd, Roslyn, NY 11576-1681RIA
CRD#: 104555
NORTHPORT, NY
Current
January 8, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1075 Northern Blvd, Roslyn, NY 11576BD
CRD#: 7784
ROSLYN, NY
Past
January 28, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSLYN, NY
Past
October 6, 2016 - August 24, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
February 19, 2010 - August 24, 2016
STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
BD
CRD#: 149326
NEW YORK, NY
Past
December 18, 2009 - February 19, 2010
PULSE TRADING, INC.
BD
CRD#: 104022
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2021)
RR
Alaska(2/12/2021)
RR
Arizona(2/12/2021)
RR
Arkansas(2/12/2021)
RR
California(1/6/2021)
RR
Colorado(2/12/2021)
RR
Connecticut(11/19/2019)
RR
Delaware(8/24/2020)
RR
District of Columbia(2/12/2021)
RR
Florida(11/19/2019)
RR
Georgia(2/12/2021)
RR
Hawaii(2/12/2021)
RR
Idaho(2/12/2021)
RR
Illinois(2/12/2021)
RR
Indiana(2/12/2021)
RR
Iowa(2/12/2021)
RR
Kansas(2/12/2021)
RR
Kentucky(2/12/2021)
RR
Louisiana(2/12/2021)
RR
Maine(2/12/2021)
RR
Maryland(2/12/2021)
RR
Massachusetts(2/12/2021)
RR
Michigan(2/12/2021)
RR
Minnesota(2/12/2021)
RR
Mississippi(2/12/2021)
RR
Missouri(2/12/2021)
RR
Montana(2/12/2021)
RR
Nebraska(2/12/2021)
RR
Nevada(2/12/2021)
RR
New Hampshire(2/12/2021)
RR
New Jersey(11/19/2019)
IAR
New Jersey(3/31/2025)
RR
New Mexico(2/12/2021)
RR
New York(2/26/2019)
IAR
New York(3/31/2025)
RR
North Carolina(2/12/2021)
RR
North Dakota(2/12/2021)
RR
Ohio(2/15/2021)
RR
Oklahoma(2/12/2021)
RR
Oregon(2/12/2021)
RR
Pennsylvania(10/14/2020)
RR
Puerto Rico(2/12/2021)
RR
Rhode Island(2/12/2021)
RR
South Carolina(2/12/2021)
RR
South Dakota(2/12/2021)
RR
Tennessee(1/6/2021)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Utah(2/12/2021)
RR
Vermont(2/12/2021)
RR
Virgin Islands(2/12/2021)
RR
Virginia(2/12/2021)
RR
Washington(2/12/2021)
RR
West Virginia(2/12/2021)
RR
Wisconsin(2/12/2021)
RR
Wyoming(2/12/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Northport, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
