Justin W. Jarvis
Professional summary
Justin W Jarvis is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in Amesbury, Massachusetts and CITIZENS SECURITIES, INC. located in Portsmouth, New Hampshire.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin W Jarvis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2022 - Present
CITIZENS PRIVATE WEALTH
Office #1: 100 Macy Street Ms: Ma-141, Amesbury, MA 01913August 23, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 134 Pleasant Street Ms: Nh447, Portsmouth, NH 03801August 23, 2022 - Present
CITIZENS SECURITIES, INC.
Office #1: 134 Pleasant Street Ms: Nh447, Portsmouth, NH 03801December 1, 2021 - August 29, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 1, 2021 - August 29, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 13, 2013 - December 16, 2021
UBS FINANCIAL SERVICES INC.
December 13, 2013 - December 16, 2021
UBS FINANCIAL SERVICES INC.
March 17, 2010 - December 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2010 - December 16, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2022)
(9/26/2022)
(9/28/2022)
(8/23/2022)
(8/23/2022)
(9/26/2022)
(9/26/2022)
(10/16/2023)
(10/24/2023)
(9/26/2022)
(9/26/2022)
Exams
FINRA
Current Firm
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CITIZENS PRIVATE WEALTH
CRD#: 106743Amesbury, MA 01913TRUST BUT VERIFY
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