Jonathan K. Ham
Professional summary
Jonathan Ken Ham, who also goes by Jonathan K Ham, is a registered financial professional currently at BRIGHTTOWER SECURITIES LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Jonathan has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Ken Ham's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2025 - Present
BRIGHTTOWER SECURITIES LLC
Office #1: 110 East 25th Str. 11th Floor, New York, NY, 10010December 6, 2021 - November 18, 2024
HOULIHAN LOKEY CAPITAL, INC.
November 16, 2020 - April 19, 2024
HOULIHAN LOKEY ADVISORS, LLC
April 16, 2014 - October 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
April 16, 2014 - October 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
December 4, 2012 - April 22, 2014
KEEFE, BRUYETTE & WOODS, INC.
September 17, 2012 - November 28, 2012
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2025)
Exams
FINRA
Current Firm
BRIGHTTOWER SECURITIES LLC
CRD#: 318266 / SEC#: , 8-70864
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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