Jonathan Ken Ham
Professional Summary
Jonathan Ken Ham, who also goes by Jonathan K Ham, is a registered financial advisor currently at BRIGHTTOWER SECURITIES LLC located in New York, New York. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Jonathan has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan K Ham
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BRIGHTTOWER SECURITIES LLC
Contact Information
Main Address
41 Madison Avenue 32nd Floor, New York, NY, 10010Mailing Address
41 Madison Avenue 32nd Floor, New York, NY, 10010Phone Number
(945) 468-6772Established
New York since 11/18/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/7/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed May 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Ken Ham's CRS (Customer Relationship Summary).
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