Trisha Anne Prince
Professional Summary
Trisha Anne Prince, who also goes by Trisha A Prince, Trisha Anne Prince, is a registered financial advisor currently at WAVELAND CAPITAL PARTNERS LLC located in Irvine, California and SNOWBRIDGE SECURITIES LLC located in Palm Beach Gardens, Florida. Trisha is registered as a RR (Registered Representative) and started their career in finance in 1999. Trisha has worked at 17 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Trisha A Prince, Trisha Anne Prince
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
BRIGHTTOWER SECURITIES LLC
Contact Information
Main Address
41 Madison Avenue 32nd Floor, New York, NY, 10010Mailing Address
41 Madison Avenue 32nd Floor, New York, NY, 10010Phone Number
(945) 468-6772Established
New York since 11/18/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/2/2020)
(3/2/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2013About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2013About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Trisha Anne Prince's CRS (Customer Relationship Summary).
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