Ryan A. Kaysen

SERENITY INVESTMENT ADVISORS

Charlotte, NC 28273

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CRD#: 5730799

Professional summary

Ryan A Kaysen, CFP®, who also goes by Ryan Alexander Kaysen, is a registered financial advisor currently at SERENITY INVESTMENT ADVISORS located in Charlotte, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Min. Asset: Under $50K

Services Offered

Insurance Planning

Retirement Income Management

Retirement Planning

Life Transitions

Tax Planning

Investment Planning

Debt Management

Inheritance

Estate Planning

Specializations

AUM

Cash Flow/Budgets/Credit Issues

Estate & Generational Planning Issues

Financial Psychology/Coaching

High Net Worth Client Needs

Hourly

Aliases

Ryan Alexander Kaysen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan A Kaysen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

April 16, 2026 - Present

SERENITY INVESTMENT ADVISORS

Office #1: 2015 Ayrsley Town Blvd, Suite 202, Charlotte, NC 28273

RIA

CRD#: 307924

Charlotte, NC

Past

February 28, 2022 - June 29, 2026

INTEGRITAS FINANCIAL

RIA

CRD#: 318190

CHARLOTTE, NC

Past

July 15, 2016 - June 12, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

PHILADELPHIA, PA

Past

July 15, 2016 - June 12, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Philadelphia, PA

Past

July 15, 2016 - June 12, 2017

TD AMERITRADE, INC.

CRD#: 7870

PHILADELPHIA, PA

Past

February 8, 2013 - June 17, 2016

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

January 8, 2013 - June 17, 2016

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

May 8, 2012 - December 21, 2012

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SERENITY INVESTMENT ADVISORS

ORGANIZE, PROTECT AND GROW YOUR WEALTH, LLC | SERENITY WEALTH MANAGEMENT | SERENITY INVESTMENT ADVISORS LLC | SERENITY INVESTMENT ADVISORS

CRD#: 307924 / SEC#: 801-123727

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/9/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/16/2026)

IAR

North Carolina
(4/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2012

General Securities Representative Examination

Current Firm

SERENITY INVESTMENT ADVISORS

ORGANIZE, PROTECT AND GROW YOUR WEALTH, LLC | SERENITY WEALTH MANAGEMENT | SERENITY INVESTMENT ADVISORS LLC | SERENITY INVESTMENT ADVISORS

CRD#: 307924 / SEC#: 801-123727

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

Illinois

Registered Investment Advisory firm - (6/9/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2022 Terminated)

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Contact information

Main Address

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604

Mailing Address

Phone number

(312) 734-1415

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SERENITY INVESTMENT ADVISORS BROCHURE (12/16/2025)

Regulatory assets under management

Total Number of Accounts	396
AUM (Assets Under Management)	$ 375,958,274

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Ryan A. Kaysen

Professional summary

At a Glance

Services Offered

Specializations

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan A Kaysen's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITAS FINANCIAL

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

SERENITY INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2013

Series 63

Date: 6/25/2012

SIE

Date: 6/12/2017

Series 7

Date: 5/7/2012

Current Firm

SERENITY INVESTMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SERENITY INVESTMENT ADVISORS

TRUST BUT VERIFY

Contact information

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