ND
Nancy L. Di Nenna
AON SECURITIES LLC
Fort Washington, PA 19034
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CRD#: 5727679
ND
Professional summary
Nancy Lidia Di Nenna, who also goes by Nancy Lidia Di Nenna, Nancy Di Nenna, Nancy Lidia O'connell, Nancy Lidia Oconnell, is a registered financial professional currently at AON SECURITIES LLC located in Fort Washington, Pennsylvania.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 2013. Nancy has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 26 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Nancy Lidia Di Nenna | Nancy Di Nenna | Nancy Lidia O'connell | Nancy Lidia Oconnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDIVIDUAL OWNER OF CONDOMINIUM NOT INVESTMENT RELATED 1600 CHURCH ROAD WYNCOTE, PA 19095 RENTAL PROPERTY JUNE 2008 PURCHASE DATE ONE HOUR PER MONTH ZERO HOURS DURING TRADING HOURS PREPARE LEASE, COLLECT RENT PAYMENT, SEND INVOICES TO RENTER
CRS (Client Relationship Summary) - BD
Click below to view Nancy Lidia Di Nenna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2024 - Present
AON SECURITIES LLC
Office #1: 1100 Virginia Drive Suite 250, Fort Washington, PA 19034RIA
BD
CRD#: 4138
Fort Washington, PA
Past
January 4, 2022 - March 15, 2024
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
JENKINTOWN, PA
Past
January 4, 2022 - March 15, 2024
OPPENHEIMER & CO. INC.
BD
CRD#: 249
JENKINTOWN, PA
Past
September 14, 2018 - January 7, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CONSHOHOCKEN, PA
Past
September 13, 2018 - January 7, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CONSHOHOCKEN, PA
Past
October 1, 2015 - September 10, 2018
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Mt. Laurel, NJ
Past
September 21, 2015 - September 20, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MT LAUREL, NJ
Past
November 5, 2014 - August 31, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PHILADELPHIA, PA
Past
November 5, 2014 - August 31, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PHILADELPHIA, PA
Past
March 21, 2014 - November 13, 2014
MORGAN STANLEY
RIA
CRD#: 149777
NEWTOWN, PA
Past
February 21, 2014 - November 13, 2014
MORGAN STANLEY
BD
CRD#: 149777
NEWTOWN, PA
Past
October 3, 2013 - November 19, 2013
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
NEWTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/3/2024)
RR
Alaska(5/3/2024)
RR
Arizona(5/3/2024)
RR
Arkansas(5/3/2024)
RR
California(5/3/2024)
RR
Colorado(5/3/2024)
RR
Connecticut(5/3/2024)
RR
Delaware(5/3/2024)
RR
District of Columbia(5/3/2024)
RR
Florida(5/3/2024)
RR
Georgia(5/3/2024)
RR
Hawaii(5/3/2024)
RR
Idaho(5/3/2024)
RR
Illinois(5/3/2024)
RR
Indiana(5/3/2024)
RR
Iowa(5/3/2024)
RR
Kansas(5/3/2024)
RR
Kentucky(5/3/2024)
RR
Louisiana(5/3/2024)
RR
Maine(5/3/2024)
RR
Maryland(5/3/2024)
RR
Massachusetts(5/3/2024)
RR
Michigan(5/3/2024)
RR
Minnesota(5/3/2024)
RR
Mississippi(5/3/2024)
RR
Missouri(5/3/2024)
RR
Montana(5/3/2024)
RR
Nebraska(5/3/2024)
RR
Nevada(5/3/2024)
RR
New Hampshire(5/3/2024)
RR
New Jersey(5/3/2024)
RR
New Mexico(5/3/2024)
RR
New York(5/3/2024)
RR
North Carolina(5/3/2024)
RR
North Dakota(5/3/2024)
RR
Ohio(5/3/2024)
RR
Oklahoma(5/3/2024)
RR
Oregon(5/3/2024)
RR
Pennsylvania(5/1/2024)
RR
Rhode Island(5/3/2024)
RR
South Carolina(5/3/2024)
RR
South Dakota(5/3/2024)
RR
Tennessee(5/3/2024)
RR
Texas(5/3/2024)
RR
Utah(5/3/2024)
RR
Vermont(5/3/2024)
RR
Virginia(5/3/2024)
RR
Washington(5/3/2024)
RR
West Virginia(5/3/2024)
RR
Wisconsin(5/3/2024)
RR
Wyoming(5/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Street, Chicago, IL 60601
Mailing Address
200 East Randolph Street, Chicago, IL 60601
Phone number
(312) 381-4488
Established
Delaware since 09/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AON GROUP, INC. | SHAREHOLDER | |
| AS HOLDINGS, INC. | SHAREHOLDER | |
| CHAMBLEY, JEFFREY TODD | DIRECTOR | 3129456 |
| DELANEY, WILLIAM LEO JR | DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001) | 1997937 |
| EHRHART, BRYON GERARD | DIRECTOR (05/2002) | 2932770 |
| MACKUNIS, KENNETH JAMES | DIRECTOR | 2612504 |
| MONAGHAN, KATHLEEN NICOLE | DIRECTOR | 6833059 |
| MORRIS, GREGORY PAUL | CHIEF COMPLIANCE OFFICER | 1317320 |
| PASALICH, MAGDALINE GARRIS | DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7143931 |
| PENNAY, RICHARD ERIK CHARLES | CEO (10/2024), DIRECTOR | 5475857 |
| WARD, BRYAN RICHARD | DIRECTOR | 3107835 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
