Kimberley A. Palladino
Professional summary
Kimberley Ann Palladino, who also goes by Kimberly A. Pailadino, Kimberley Ann Spina, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Chapel Hill, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Chapel Hill, North Carolina.
Kimberley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kimberley has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberley Ann Palladino's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1414 Raleigh Rd, Chapel Hill, NC 27517June 24, 2013 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1414 Raleigh Rd Ste 130, Chapel Hill, NC 27517December 3, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 5, 2011 - July 25, 2013
LPL FINANCIAL LLC
June 28, 2010 - July 5, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2015)
(10/24/2017)
(11/19/2019)
(10/24/2017)
(3/3/2023)
(10/4/2016)
(10/29/2014)
(3/28/2018)
(10/23/2018)
(6/9/2015)
(6/25/2019)
(5/13/2019)
(3/3/2023)
(1/8/2016)
(6/14/2018)
(2/9/2018)
(9/2/2014)
(2/9/2018)
(3/6/2023)
(8/14/2017)
(6/9/2015)
(11/5/2013)
(9/2/2014)
(6/25/2013)
(9/13/2016)
(3/2/2016)
(6/9/2015)
(6/8/2015)
(4/13/2017)
(9/2/2014)
(6/18/2018)
(1/5/2016)
(3/14/2017)
(7/8/2016)
(6/24/2013)
(3/28/2018)
(3/6/2023)
(10/12/2021)
(3/6/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Chapel Hill, NC 27517TRUST BUT VERIFY
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