Christine L. Alala
Professional summary
Christine Levett Alala, who also goes by Christine M Levett, is a registered financial professional currently at CAPITALA SECURITIES, LLC located in Charlotte, North Carolina.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2009. Christine has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Levett Alala's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2020 - Present
CAPITALA SECURITIES, LLC
Office #1: 4201 Congress Street Suite 360c, Charlotte, NC 28209-4636March 15, 2010 - October 29, 2018
CANTOR FITZGERALD & CO.
January 4, 2010 - March 1, 2010
NRP ADVISORS, INC.
December 1, 2009 - March 1, 2010
NRP FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2024)
(4/16/2024)
(7/5/2024)
(3/4/2022)
(6/28/2024)
(9/20/2024)
(4/3/2024)
(5/8/2024)
(4/8/2024)
(3/5/2020)
(4/16/2024)
(4/5/2024)
(5/28/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CAPITALA SECURITIES, LLC
CRD#: 304095 / SEC#: , 8-70342
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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