DH
David J. Hanlon
AMG DISTRIBUTORS
Stamford, CT 06901
Some features on this profile are disabled
CRD#: 5721577
DH
Professional summary
David John Hanlon is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
David is registered as a RR (Registered Representative) and started their career in finance in 2009. David has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David John Hanlon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2020 - Present
AMG DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901BD
CRD#: 27314
Stamford, CT
Past
October 19, 2015 - March 4, 2020
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
BOSTON, MA
Past
August 20, 2012 - August 5, 2013
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
February 17, 2012 - June 12, 2012
PYRAMIS DISTRIBUTORS CORPORATION LLC
BD
CRD#: 146430
SMITHFIELD, RI
Past
October 30, 2009 - January 6, 2012
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/18/2020)
RR
Alaska(3/18/2020)
RR
Arizona(3/24/2020)
RR
Arkansas(3/18/2020)
RR
California(3/5/2020)
RR
Colorado(3/6/2020)
RR
Connecticut(3/9/2020)
RR
Delaware(3/12/2020)
RR
District of Columbia(3/19/2020)
RR
Florida(3/23/2020)
RR
Georgia(4/6/2020)
RR
Hawaii(6/2/2020)
RR
Idaho(3/18/2020)
RR
Illinois(3/20/2020)
RR
Indiana(3/6/2020)
RR
Iowa(3/12/2020)
RR
Kansas(3/12/2020)
RR
Kentucky(3/18/2020)
RR
Louisiana(3/18/2020)
RR
Maine(3/6/2020)
RR
Maryland(3/6/2020)
RR
Massachusetts(3/6/2020)
RR
Michigan(3/19/2020)
RR
Minnesota(3/19/2020)
RR
Mississippi(3/9/2020)
RR
Missouri(3/5/2020)
RR
Montana(3/5/2020)
RR
Nevada(3/16/2020)
RR
New Hampshire(3/9/2020)
RR
New Jersey(3/13/2020)
RR
New Mexico(3/20/2020)
RR
New York(3/25/2020)
RR
North Carolina(3/5/2020)
RR
North Dakota(3/18/2020)
RR
Ohio(3/5/2020)
RR
Oklahoma(3/9/2020)
RR
Oregon(3/5/2020)
RR
Pennsylvania(3/6/2020)
RR
Puerto Rico(3/17/2020)
RR
Rhode Island(3/11/2020)
RR
South Carolina(3/12/2020)
RR
South Dakota(3/24/2020)
RR
Tennessee(3/18/2020)
RR
Texas(3/18/2020)
RR
Utah(3/5/2020)
RR
Vermont(3/18/2020)
RR
Virgin Islands(3/18/2020)
RR
Virginia(3/20/2020)
RR
Washington(3/6/2020)
RR
West Virginia(3/23/2020)
RR
Wisconsin(3/6/2020)
RR
Wyoming(3/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AD
AMG DISTRIBUTORS, INC.
333 GLOBAL ADVISERS | THE MANAGERS FUNDS LLC | THE MANAGERS FUNDS L.P. | THE MANAGERS FUNDS | MANAGERSCHOICE | MANAGERS INVESTMENT GROUP LLC | MANAGERS DISTRIBUTORS, INC. | MANAGERS AMG FUNDS | EAIMC PARTNERS L.P. | AMG DISTRIBUTORS, INC.
CRD#: 27314 / SEC#: , 8-43057
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Mailing Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Phone number
(203) 299-3500
Established
Delaware since 12/29/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG FUNDS LLC | SOLE SHAREHOLDER | 153456 |
| GALIS, AARON | DIRECTOR | 7333959 |
| HOPKINS, THOMAS JOHN | PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP | 1835087 |
| JACOBS ANTONACCIO, RACHEL ELIZABETH | HEAD OF CLIENT SOLUTIONS AND PRINCIPAL | 3189490 |
| KINNE, KEITHA LEE | PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER | 2039630 |
| SPELLMAN, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 3086822 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
