Matthew R. Jacoby
Professional summary
Matthew R Jacoby is a registered financial professional currently at SOLEBURY CAPITAL LLC located in Stamford, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew R Jacoby's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2018 - Present
SOLEBURY CAPITAL LLC
Office #1: 1010 Washington Blvd 10th Floor, Stamford, CT 06901Office #2: 609 Main Street Suite 2709, Houston, TX 77002Office #3: 740 Broadway 9th Floor, New York, NY 10003July 10, 2018 - January 2, 2019
TROUT CAPITAL LLC
November 13, 2014 - June 8, 2018
J.P. MORGAN SECURITIES LLC
January 12, 2010 - August 11, 2014
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2018)
(7/16/2018)
Exams
Series 79TO
Date: 12/3/2018
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
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