Omar Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Gonzalez was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 2009. Omar had worked at 4 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - March 12, 2015
DOUGLAS SCOTT SECURITIES, INC.
March 14, 2012 - August 28, 2012
SOURCE CAPITAL GROUP, INC.
June 6, 2011 - February 24, 2012
MVP AMERICAN SECURITIES
October 23, 2009 - April 22, 2010
DBA THE DELTA COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOUGLAS SCOTT SECURITIES, INC.
CRD#: 39032 / SEC#: , 8-48506
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
