Daniel T. Hughey

PITON INVESTMENT MANAGEMENT, LP

Garden City, NY 11530

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CRD#: 5718803

Professional summary

Daniel Thomas Hughey is a registered financial advisor currently at PITON INVESTMENT MANAGEMENT, LP located in Garden City, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Daniel has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Hughey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2020 - Present

PITON INVESTMENT MANAGEMENT, LP

Office #1: 401 Franklin Avenue Suite 202b, Garden City, NY 11530

RIA

CRD#: 282517

Garden City, NY

Past

November 15, 2011 - July 3, 2013

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

October 15, 2009 - October 27, 2010

HSBC SECURITIES (USA) INC.

CRD#: 19585

COMMACK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PITON INVESTMENT MANAGEMENT, LP

CRD#: 282517 / SEC#: 801-107227

RIA

Registered Investment Advisory firm - (1/29/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/7/2021)

IAR

Texas
(9/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/14/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PITON INVESTMENT MANAGEMENT, LP

CRD#: 282517 / SEC#: 801-107227

RIA

Registered Investment Advisory firm - (1/29/2016 Approved)

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Contact information

Main Address

401 Franklin Avenue Suite 202b, Garden City, NY 11530

Mailing Address

Phone number

(646) 518-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PITON INVESTMENT MANAGEMENT ADV PART 2 (5/6/2025)

Regulatory assets under management

Total Number of Accounts	176
AUM (Assets Under Management)	$ 871,156,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel T. Hughey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Hughey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PITON INVESTMENT MANAGEMENT, LP

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

Primary Firm SEC Registration

PITON INVESTMENT MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/2009

Series 6

Date: 10/14/2009

Current Firm

PITON INVESTMENT MANAGEMENT, LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PITON INVESTMENT MANAGEMENT, LP

TRUST BUT VERIFY

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