JA
Jacob A. Arnold
HALO SECURITIES
Chicago, IL 60606
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CRD#: 5717308
JA
Professional summary
Jacob A Arnold is a registered financial professional currently at HALO SECURITIES, LLC located in Chicago, Illinois.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2009. Jacob has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jacob A Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2022 - Present
HALO SECURITIES, LLC
Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606BD
CRD#: 279029
Chicago, IL
Past
October 31, 2013 - July 29, 2022
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
October 1, 2012 - October 28, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LITTLETON, CO
Past
October 14, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LITTLETON, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/17/2022)
RR
Alaska(8/17/2022)
RR
Arizona(8/17/2022)
RR
Arkansas(8/17/2022)
RR
California(8/17/2022)
RR
Colorado(8/15/2022)
RR
Connecticut(8/17/2022)
RR
Delaware(8/17/2022)
RR
District of Columbia(8/17/2022)
RR
Florida(8/17/2022)
RR
Georgia(8/17/2022)
RR
Hawaii(8/17/2022)
RR
Idaho(8/17/2022)
RR
Illinois(8/17/2022)
RR
Indiana(8/17/2022)
RR
Iowa(8/17/2022)
RR
Kansas(8/17/2022)
RR
Kentucky(8/17/2022)
RR
Louisiana(8/17/2022)
RR
Maine(8/17/2022)
RR
Maryland(8/17/2022)
RR
Massachusetts(8/17/2022)
RR
Michigan(8/17/2022)
RR
Minnesota(8/17/2022)
RR
Mississippi(8/17/2022)
RR
Missouri(8/17/2022)
RR
Montana(8/17/2022)
RR
Nebraska(8/17/2022)
RR
Nevada(8/17/2022)
RR
New Hampshire(8/17/2022)
RR
New Jersey(8/17/2022)
RR
New Mexico(8/17/2022)
RR
New York(8/17/2022)
RR
North Carolina(8/17/2022)
RR
North Dakota(8/17/2022)
RR
Ohio(8/17/2022)
RR
Oklahoma(8/17/2022)
RR
Oregon(8/17/2022)
RR
Pennsylvania(8/17/2022)
RR
Rhode Island(8/17/2022)
RR
South Carolina(8/17/2022)
RR
South Dakota(8/17/2022)
RR
Tennessee(5/31/2024)
RR
Texas(8/17/2022)
RR
Utah(8/17/2022)
RR
Vermont(8/17/2022)
RR
Virginia(8/17/2022)
RR
Washington(8/17/2022)
RR
West Virginia(8/17/2022)
RR
Wisconsin(8/17/2022)
RR
Wyoming(8/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HALO SECURITIES, LLC
HALO SECURITIES | SENTINUS-HALO SECURITIES, LLC | SENTINUS-HALO SECURITIES | SENTINUS SECURITIES LLC | HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Jackson Suite 1800, Chicago, IL 60606
Mailing Address
200 West Jackson Suite 1800, Chicago, IL 60606
Phone number
(847) 687-9460
Established
Illinois since 02/09/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
