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Diana Trimarco Mirando

BESSEMER INVESTOR SERVICES
NEW YORK, NY
·CRD# 5714209·2 years experience

Professional Summary

Diana Trimarco Mirando, who also goes by Diana Laura Trimarco, is a registered financial advisor currently at BESSEMER INVESTOR SERVICES, INC. located in New York, New York. Diana is registered as a RR (Registered Representative) and started their career in finance in 2024. Diana has worked at 2 firms and has passed the Series 99TO, SIE and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Diana Laura Trimarco

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

BESSEMER INVESTOR SERVICES, INC.·CRD# 17442
BD
1271 Avenue Of The Americas 46th Floor, New York, NY 10020
July 1, 2024 - Present
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
April 29, 2024 - June 20, 2024

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Current Firm

BI
BESSEMER INVESTOR SERVICES, INC.

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442 / SEC#: 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1271 Avenue Of The Americas 46 Floor, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas 46 Floor, New York, NY 10020

Phone Number

(212) 708-9100

Established

Delaware since 04/07/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BESSEMER TRUST COMPANY, N.A.SHAREHOLDER—
BOYLE, PATRICK SIDNEYSENIOR VICE PRESIDENT2472066
GLOWACKI, JEFF JOSEPHDIRECTOR/SENIOR VICE PRESIDENT2942946
GUPTA, RITUCHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY5059699
MARQUEZ, MICHAEL ALLENDIRECTOR/PRESIDENT4413060
MCBRIDE, TIMOTHY SEANSENIOR VICE PRESIDENT2554176
PEDROSO, ARTURO GUSTAVOSENIOR VICE PRESIDENT5161708
SCHLUSSELBERG, BRIAN SCOTTSENIOR VICE PRESIDENT4716582
SLOAN, BENJAMIN PERRYSENIOR VICE PRESIDENT4243057
SYMINGTON, JANE REILLYSENIOR VICE PRESIDENT2520317
TRIMARCO MIRANDO, DIANAASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL5714209
YAWORSKY, GEORGE M.TREASURER/FINANCIAL & OPERATIONS PRINCIPAL6425195

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Apr 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2024About the SIE exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Sep 2024About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Diana Trimarco Mirando's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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