HM
Henry O. Mccormack
LAIDLAW WEALTH MANAGEMENT
NEW YORK, NY 10175
CRD#: 5709677
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HM
Henry Oliver MccormackLAIDLAW WEALTH MANAGEMENT
Professional summary
Henry Oliver Mccormack is a registered financial advisor currently at LAIDLAW WEALTH MANAGEMENT LLC located in New York, New York and LAIDLAW & COMPANY (UK) LTD. located in New York, New York.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Henry has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Oliver Mccormack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 23, 2021 - Present
LAIDLAW WEALTH MANAGEMENT LLC
Office #1: 521 Fifth Ave 12th Floor, New York, NY 10175RIA
CRD#: 150040
NEW YORK, NY
Current
December 16, 2009 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 521 5th Avenue 12th Floor, New York, NY 10175BD
CRD#: 119037
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LAIDLAW WEALTH MANAGEMENT LLC
LAIDLAW ASSET MANAGEMENT | NAPLES WEALTH PLANNING | LAIDLAW WEALTH MANAGEMENT LLC | LAIDLAW HOLDINGS, PLC | LAIDLAW DIRECT | LAIDLAW BLUE | LAIDLAW ASSET MANAGEMENT, LLC. | LAIDLAW ASSET MANAGEMENT, LLC
CRD#: 150040 / SEC#: 801-112592
RIA
Registered Investment Advisory firm - (3/9/2018 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2018 Terminated)New York
Registered Investment Advisory firm - (4/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/8/2013)
RR
Arkansas(3/8/2013)
RR
California(2/3/2010)
RR
Colorado(12/6/2012)
RR
Connecticut(3/8/2013)
RR
Delaware(3/8/2013)
RR
District of Columbia(3/8/2013)
RR
Florida(3/8/2013)
RR
Georgia(3/8/2013)
RR
Illinois(12/7/2012)
RR
Indiana(12/7/2012)
RR
Iowa(3/8/2013)
RR
Kansas(4/22/2010)
RR
Kentucky(3/8/2013)
RR
Louisiana(3/8/2013)
RR
Maine(3/8/2013)
RR
Maryland(3/8/2013)
RR
Massachusetts(9/27/2010)
RR
Michigan(3/8/2013)
RR
Minnesota(3/8/2013)
RR
Missouri(4/22/2010)
RR
Nebraska(3/8/2013)
RR
Nevada(3/8/2013)
RR
New Hampshire(3/8/2013)
RR
New Jersey(4/23/2010)
RR
New York(2/3/2010)
IAR
New York(12/23/2021)
RR
North Carolina(3/8/2013)
RR
North Dakota(9/11/2017)
RR
Ohio(3/8/2013)
RR
Oklahoma(3/8/2013)
RR
Oregon(3/8/2013)
RR
Pennsylvania(3/8/2013)
RR
Rhode Island(3/8/2013)
RR
South Carolina(3/8/2013)
RR
Texas(6/20/2012)
RR
Utah(3/8/2013)
RR
Vermont(9/10/2018)
RR
Virginia(3/8/2013)
RR
Washington(3/8/2013)
RR
West Virginia(3/8/2013)
RR
Wisconsin(3/8/2013)
RR
Wyoming(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LAIDLAW WEALTH MANAGEMENT LLC
LAIDLAW ASSET MANAGEMENT | NAPLES WEALTH PLANNING | LAIDLAW WEALTH MANAGEMENT LLC | LAIDLAW HOLDINGS, PLC | LAIDLAW DIRECT | LAIDLAW BLUE | LAIDLAW ASSET MANAGEMENT, LLC. | LAIDLAW ASSET MANAGEMENT, LLC
CRD#: 150040 / SEC#: 801-112592
RIA
Registered Investment Advisory firm - (3/9/2018 Approved)New Jersey
Registered Investment Advisory firm - (4/13/2018 Terminated)New York
Registered Investment Advisory firm - (4/5/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)Loading...
Contact information
Main Address
521 Fifth Ave 12th Floor, New York, NY 10175
Mailing Address
Phone number
(212) 953-4910
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 245 |
| AUM (Assets Under Management) | $ 108,065,823 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
