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Find, Compare and Monitor Financial Advisors at LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LAIDLAW & COMPANY (UK) LTD. is located at 16 Berkeley St. Suite 7.09, London, null W1J 8DZ. LAIDLAW & COMPANY (UK) LTD. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LAIDLAW & COMPANY (UK) LTD.’s clients are individuals and 0% of their clients are high net worth individuals. LAIDLAW & COMPANY (UK) LTD. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LAIDLAW & COMPANY (UK) LTD. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 9 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LAIDLAW & COMPANY (UK) LTD.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LAIDLAW & COMPANY (UK) LTD.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for LAIDLAW & COMPANY (UK) LTD. Comes From

Understanding the Statistics for LAIDLAW & COMPANY (UK) LTD. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9
Arbitration
4

FIRM INFORMATION

Main Address
16 Berkeley St. Suite 7.09, London, W1J 8DZ
Mailing Address
521 5th Avenue 12th Fl, New York, NY 10175
Firm Size
Small
Phone Number
(212) 697-5200
Established
since 10/28/1999
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LAIDLAW HOLDINGS LTDOWNER
BELLO, JAMES ALANCCO2844016
DAPONTE, ARTHUR JARRODFINOP7801577
EITNER, MATTHEW DCHIEF EXECUTIVE OFFICER3267261
REGAN, HUGHDIRECTOR - INVESTMENT BANKING1254114
SILVERMAN, PETER HOWARDSEO/BRANCH MANAGER1239510

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at LAIDLAW & COMPANY (UK) LTD.

AS

Alex Shtaynberger

Oleg Shtaynberger
IAR
RR
CRD#: 2077298
Location:
New York, NY 10175
Company:
LAIDLAW WEALTH MANAGEMENT LLC
Disclosures:
Experience:
34 years
View Profile
HL

Henrique David Lucena

IAR
RR
CRD#: 5605196
Location:
Coral Gables, FL 33134
Company:
LAIDLAW WEALTH MANAGEMENT LLC
Disclosures:
Experience:
17 years
View Profile
MP

Matthew Terry Parker

IAR
RR
CRD#: 2762117
Location:
New York, NY 10175
Company:
LAIDLAW WEALTH MANAGEMENT LLC
Disclosures:
Experience:
29 years
View Profile
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