Michael E. Siegel
Professional summary
Michael Eric Siegel is a registered financial professional currently at USQ SECURITIES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Eric Siegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2022 - Present
USQ SECURITIES LLC
Office #1: 403 E. 90th Street #1rw, New York, NY 10128December 4, 2009 - February 13, 2020
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/13/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
USQ SECURITIES LLC
CRD#: 299008 / SEC#: , 8-70279
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
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