PF
Paul I. Franklin
EAGLE STRATEGIES LLC
VIENNA, VA 22182
Some features on this profile are disabled
CRD#: 5701623
PF
Professional summary
Paul I. Franklin, who also goes by Paul Israel Franklin, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Vienna, Virginia and NYLIFE SECURITIES LLC located in Independence, Ohio.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Paul has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Israel Franklin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[MARET SCHOOL; 3800 CATHEDRAL AVE., NW, WASHINGTON, DC 20008; NOT INVESTMENT RELATED; ASST. FOOTBALL COACH; APPROX. 56 HRS PER MONTH, APPROX 24 HRS BETWEEN 9:30 - 4:00.] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 8075 LEESBURG PIKE, SUITE 400, VIENNA VA 22182; START DATE 10/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Jewish Federation Greater Washington; Volunteering on the allocations committee; 6101 Executive Blvd., Bethesda, MD 20852; Start Date 10/2015; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FRANKLIN CAPITAL STRATEGIES, LLC D.B.A FRANKLIN CAPITAL STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; VIENNA, VA; START DATE: 01/2017] [Visiting Committee for the Board of Trustees of Hawken School; Help to inform and advance the strategic direction of Hawken School. Serve as an ambassador between the school and its constituencies;; 12465 County Line Rd., Gates Mills, OH 44040; Start Date 04/2018; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Ave., New York, NY 10010; Start Date 10/2014; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [Gridirons, LLC - Dormant; I registered this in VA years ago so that I could conduct video production of high school football coaches around the country; 831 21st St. S, Arlington VA 22202; Start Date 03/2014; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Rental Property; We are renting out the first home that we bought.; 831 21st St. S Arlington VA 22202; Start Date 03/2020; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive owner] [Mad Izzy LLC; rental property; 831 21st St. S Arlington VA 22202; Start Date 03/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][P&C Sales; P&C, Health Insurance; 8075 Leesburg Pike, Suite 400, Vienna VA 22182; Start Date 08/2024; Role/Title: Owner; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Paul I. Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 8075 Leesburg Pike Suite 400, Vienna, VA 22182Office #2: 6100 Oak Tree Blvd. Suite 300, Independence, OH 44131-6970RIA
CRD#: 110826
VIENNA, VA
Current
December 23, 2009 - Present
NYLIFE SECURITIES LLC
Office #1: 6100 Oak Tree Blvd. Suite 300, Independence, OH 44131-6970Office #2: 8075 Leesburg Pike Suite 400, Vienna, VA 22182BD
CRD#: 5167
Independence, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/11/2017)
RR
Colorado(6/5/2019)
RR
District of Columbia(6/21/2010)
RR
Florida(9/17/2020)
RR
Georgia(9/16/2025)
RR
Illinois(1/17/2019)
RR
Indiana(7/10/2014)
RR
Iowa(2/6/2025)
RR
Maryland(2/4/2010)
RR
Massachusetts(11/29/2021)
RR
Nevada(8/22/2024)
RR
New Hampshire(1/4/2022)
RR
New York(9/24/2010)
RR
North Carolina(5/29/2021)
RR
Ohio(1/27/2010)
IAR
Ohio(8/15/2021)
RR
Pennsylvania(7/27/2021)
RR
Tennessee(4/19/2023)
RR
Virginia(1/20/2010)
IAR
Virginia(8/20/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Vienna, VA 22182TRUST BUT VERIFY
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