James F. Schmidt

BEACON BRIDGE WEALTH PARTNERS

LOWER GWYNEDD, PA 19002

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CRD#: 5698046

Professional summary

James F Schmidt, who also goes by Jim Schmidt, is a registered financial advisor currently at BEACON BRIDGE WEALTH PARTNERS, LLC located in Lower Gwynedd, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Schmidt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2022 - Present

BEACON BRIDGE WEALTH PARTNERS, LLC

Office #1: 1600 N Bethlehem Pike N-200, Lower Gwynedd, PA 19002

RIA

CRD#: 321705

LOWER GWYNEDD, PA

Past

March 15, 2017 - September 13, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CONSHOHOCKEN, PA

Past

April 7, 2015 - September 13, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CONSHOHOCKEN, PA

Past

November 8, 2013 - May 30, 2014

LINCOLN INVESTMENT

CRD#: 519

WYNCOTE, PA

Past

May 18, 2011 - November 14, 2013

LPL FINANCIAL LLC

CRD#: 6413

PLYMOUTH MEETING, PA

Past

October 9, 2009 - August 25, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON BRIDGE WEALTH PARTNERS, LLC

BEACON BRIDGE WEALTH PARTNERS, LLC | KSW INVESTMENT ADVISORY SERVICES, LLC | KSW INVESTMENT ADVISORY SERVICES

CRD#: 321705 / SEC#: 801-126385

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2009

General Securities Representative Examination

Current Firm

BEACON BRIDGE WEALTH PARTNERS, LLC

BEACON BRIDGE WEALTH PARTNERS, LLC | KSW INVESTMENT ADVISORY SERVICES, LLC | KSW INVESTMENT ADVISORY SERVICES

CRD#: 321705 / SEC#: 801-126385

RIA

Registered Investment Advisory firm - (8/12/2022 Approved)

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Contact information

Main Address

1600 N Bethlehem Pike N-200, Lower Gwynedd, PA 19002

Mailing Address

Phone number

(484) 533-6600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON BRIDGE WEALTH PARTNERS ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,063
AUM (Assets Under Management)	$ 368,964,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James F. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LINCOLN INVESTMENT

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BEACON BRIDGE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2017

Series 63

Date: 5/11/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2009

Current Firm

BEACON BRIDGE WEALTH PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON BRIDGE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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