Maxine A. Allen

BANKERS LIFE ADVISORY SERVICES

Conyers, GA

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CRD#: 5694281

Professional summary

Maxine Asha Allen, who also goes by Maxine Asha Allen, Maxine Allen, Maxine Asha Miller, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Conyers, Georgia and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.

Maxine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Maxine has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maxine Asha Allen | Maxine Allen | Maxine Asha Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxine Asha Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2026 - Present

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Conyers, GA

Current

January 16, 2026 - Present

BANKERS LIFE SECURITIES, INC.

Office #1: 303 E Wacker Drive Ste 500, Chicago, IL 60601

CRD#: 173962

CHICAGO, IL

Past

November 18, 2022 - November 20, 2025

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

CONYERS, GA

Past

October 1, 2020 - November 15, 2022

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

CONYERS, GA

Past

September 8, 2020 - November 20, 2025

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

GREENVILLE, SC

Past

October 3, 2018 - September 9, 2020

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

ATLANTA, GA

Past

October 2, 2018 - September 9, 2020

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

Past

September 1, 2016 - September 26, 2018

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

ATLANTA, GA

Past

February 28, 2013 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

October 2, 2012 - September 26, 2018

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

November 14, 2011 - December 20, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

FAYETTEVILLE, GA

Past

January 22, 2010 - November 29, 2011

LPL FINANCIAL LLC

CRD#: 6413

FAYETTEVILLE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(1/16/2026)

IAR

Georgia
(1/20/2026)

Illinois
(1/16/2026)

IAR

Illinois
(1/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/26/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/1/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive Ste 500, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS PORTFOLIOS WRAP FEE BROCHURE AS OF 021226 (2/12/2026)

BLAS-ADV-PART2A 03012025 (2/28/2025)

BLAS WRAP BROCHURE 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Maxine A. Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxine Asha Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANKERS LIFE SECURITIES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

QUESTAR CAPITAL CORPORATION

LPL FINANCIAL LLC

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/26/2013

Series 63

Date: 3/3/2010

Series 52TO

Date: 1/2/2023

SIE

Date: 9/26/2018

Series 7

Date: 1/21/2010

Series 53

Date: 8/1/2022

Series 24

Date: 2/11/2019

FINRA

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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