Xionghui Chen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xionghui Chen, who also goes by Sean Chen, was a registered financial professional .
Xionghui is a previously registered financial professional and started their career in finance in 2016. Xionghui had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2023 - August 30, 2024
JUMP TRADING, LLC
September 14, 2023 - August 30, 2024
JUMP EXECUTION, LLC
November 29, 2016 - February 14, 2022
TWO SIGMA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
