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Jared M Pollack

CRD# 5690263·Registered 2018 - 2025
Previously Registered: Being a previously registered professional could mean that Jared is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jared M Pollack, who also goes by Jared Pollack, was a registered financial advisor. Jared was a previously registered financial professional and started their career in finance 2018 - 2025. Jared had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jared Pollack

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ICR CAPITAL LLC·CRD# 174952
BD
New York, NY
October 6, 2022 - February 28, 2025
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
October 8, 2018 - March 29, 2021

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Current Firm

IC
ICR CAPITAL LLC

ICR CAPITAL LLC

CRD#: 174952 / SEC#: 8-69583
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

761 Main Avenue, Norwalk, CT 06851-1080

Mailing Address

761 Main Avenue, Norwalk, CT 06851-1080

Phone Number

(203) 682-8200

Established

Connecticut since 12/02/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BLUE POINT INTERMEDIATE, LLCSOLE MEMBER—
GRAY, BENJAMIN NMNCCO1946982
GRIMM, LINDA STEINMANNFINOP/PFO/POO1970620
MCDONALD, DOUGLAS JCEO6034863

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2018About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Oct 2018About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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