Brian C. Coombs

COOMBS WEALTH ADVISORY

Blue Bell, PA 19422

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CRD#: 5687480

Professional summary

Brian C. Coombs, who also goes by Brian C Coombs, is a registered financial advisor currently at COOMBS WEALTH ADVISORY, LLC located in Blue Bell, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brian has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian C Coombs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL ANALYST, LONNIE A. COOMBS, CPA, A TAX AND ACCOUNTING FIRM AT THE SAME OFFICE LOCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C. Coombs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2015 - Present

COOMBS WEALTH ADVISORY, LLC

Office #1: 490 Norristown Road Suite 250, Blue Bell, PA 19422

RIA

CRD#: 281132

Blue Bell, PA

Past

August 7, 2009 - August 29, 2014

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COOMBS WEALTH ADVISORY, LLC

CRD#: 281132 / SEC#: 801-129867

RIA

Registered Investment Advisory firm - (4/9/2024 Approved)

New Jersey

Registered Investment Advisory firm - (5/6/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/9/2015)

IAR

Texas
(10/13/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/19/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/6/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COOMBS WEALTH ADVISORY, LLC

CRD#: 281132 / SEC#: 801-129867

RIA

Registered Investment Advisory firm - (4/9/2024 Approved)

New Jersey

Registered Investment Advisory firm - (5/6/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/8/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/6/2024 Terminated)

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Contact information

Main Address

490 Norristown Road Suite 250, Blue Bell, PA 19422

Mailing Address

Phone number

(610) 825-3848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COOMBS WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/21/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 135,830,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian C. Coombs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C. Coombs's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOMBS WEALTH ADVISORY, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

COOMBS WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/19/2009

Series 6

Date: 8/6/2009

Current Firm

COOMBS WEALTH ADVISORY, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COOMBS WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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