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KS

Kathleen Simolike

VEERY CAPITAL
WEST CHESTER, PA 19382
Some features on this profile are disabled
CRD#: 5686774
KS

Professional summary

Kathleen Simolike, CFP®, who also goes by Kathleen Townsend, is a registered financial advisor currently at VEERY CAPITAL, LLC located in West Chester, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Wilmington, Delaware.

Kathleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kathleen has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathleen Townsend

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Building of West Chester, LLC. NON INVESTMENT RELATED. LOCATION: 22-26 W MARKET STREET WEST CHESTER PA 19382. TITLE IS OWNER. STARTED 02/2025. 4 HRS/MO DEVOTED - 4 DURING TRADING. THIS IS A REAL ESTATE BUSINESS. 2) KCMAC. NON INVESTMENT RELATED. LOCATION: 22-26 W MARKET STREET WEST CHESTER PA 19382. TITLE IS OWNER. STARTED 02/2025. 4 HRS/MO DEVOTED - 4 DURING TRADING. THIS IS A REAL ESTATE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Simolike's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 29, 2021 - Present

VEERY CAPITAL, LLC

Office #1: 24 W Market Street, West Chester, PA 19382
RIA
CRD#: 298465
WEST CHESTER, PA
Current

September 11, 2020 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 112 S French Suite 202, Wilmington, DE 19801
BD
CRD#: 35747
Wilmington, DE
Past

October 3, 2012 - October 10, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
WILMINGTON, DE
Past

April 20, 2011 - October 4, 2012

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
WEST CHESTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VEERY CAPITAL, LLC
AVENUE 1 ADVISORS, LLC | VEERY CAPITAL, LLC | BLUE ROCK AVENUE ONE | BLUE ROCK AVENUE 1

CRD#: 298465 / SEC#: 801-114003

RIA
Registered Investment Advisory firm - (9/17/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Delaware
(1/29/2021)
RR
Pennsylvania
(11/9/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/9/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2011
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VEERY CAPITAL, LLC
AVENUE 1 ADVISORS, LLC | VEERY CAPITAL, LLC | BLUE ROCK AVENUE ONE | BLUE ROCK AVENUE 1

CRD#: 298465 / SEC#: 801-114003

RIA
Registered Investment Advisory firm - (9/17/2018 Approved)
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Contact information

Main Address
24 W Market Street, West Chester, PA 19382
Mailing Address
Phone number
(302) 660-3350
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (7 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VEERY CAPITAL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (5/15/2025)

Regulatory assets under management

Total Number of Accounts742
AUM (Assets Under Management)$ 801,987,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VEERY CAPITAL, LLC

CRD#: 298465West Chester, PA 19382

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