AH
Amanda N. Hancock
CETERA INVESTMENT ADVISERS LLC
WESTBOROUGH, MA 01581
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CRD#: 5686697
AH
Professional summary
Amanda Nicole Hancock, CFP®, CLU®, who also goes by Amanda Nicole Lahaie, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westborough, Massachusetts and CETERA ADVISORS LLC located in Westborough, Massachusetts.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Amanda has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda Nicole Lahaie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CCR WEALTH MANAGEMENT LLC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, WEALTH MANAGEMENT, START JULY 2014, 40 HOURS PER WEEK -DURING TRADING HOURS, FINANCIAL PLANNING - CLIENT SERVICES ;
(2) NAME OF OTHER BUSINESS: CHARLES RIVER DRESSAGE ASSOCIATION ;
INVESTMENT RELATED: NO ;
ADDRESS: 4 JADE WALK, MEDFIELD, MA 02052 ;
NATURE OF BUSINESS: NON-PROFIT EQUESTRIAN CLUB ;
START DATE: 01/2020 ;
POSITION/TITLE/RELATIONSHIP: TREASURER ;
APX NUMBER OF HOURS PER WEEK: 5-10 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 5-10 ;
BRIEF DESCRIPTION OF DUTIES: OVERALL RESPONSIBILITY FOR FINANCIAL RECORD KEEPING ;
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Nicole Hancock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581RIA
CRD#: 105644
WESTBOROUGH, MA
Current
July 31, 2014 - Present
CETERA ADVISORS LLC
Office #1: 1800 West Park Dr Ste 150, Westborough, MA 01581BD
CRD#: 10299
Westborough, MA
Past
August 25, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 30, 2012 - June 2, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
DALLAS, TX
Past
November 16, 2011 - June 2, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(7/31/2014)
IAR
Massachusetts(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Westborough, MA 01581TRUST BUT VERIFY
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