Michael P. Stanton

THRIVE WEALTH MANAGEMENT

BLUE BELL, PA 19422

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CRD#: 5683245

Professional summary

Michael Patrick Stanton, CFP®, who also goes by Mike Stanton, is a registered financial advisor currently at THRIVE WEALTH MANAGEMENT, LLC located in Blue Bell, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Stanton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GRIFFITHS, SCHREIBER COMPANY POSITION: GROUP HEALTH INSURANCE PLAN CONSULTANT/PARTNER FOR A SPECIFIC COMPANY. NATURE: GROUP HEALTH INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 09/18/2012 ADDRESS: 2370 YORK RD, SUITE D3, JAMISON PA 18929 DESCRIPTION: MY ROLE IN THIS PARTNERSHIP IS TO BE A CONSULTANT IN HELPING OUT WITH SERVICING THE PLAN. THE COMPENSATION IS BASED ON A REFERRAL FEE. THE ARRANGEMENT WE HAVE DOES NOT REQUIRE ME TO BE APPOINTED WITH ANY OF THE INSURANCE PROVIDERS. THE ONLY REQUIREMENT IS THAT I HAVE A LIFE, ACCIDENT, & HEALTH INSURANCE LICENSE IN THE STATE OF PA, WHICH I CURRENTLY HOLD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Stanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 7, 2015 - Present

THRIVE WEALTH MANAGEMENT, LLC

Office #1: 350 Sentry Parkway, Suite 205 Building 670, Blue Bell, PA 19422

RIA

CRD#: 168777

BLUE BELL, PA

Past

April 14, 2015 - July 13, 2015

CAPITAL ANALYSTS

RIA

CRD#: 162200

JENKINTOWN, PA

Past

May 24, 2012 - July 9, 2015

LINCOLN INVESTMENT

RIA

CRD#: 519

JENKINTOWN, PA

Past

July 16, 2010 - July 9, 2015

LINCOLN INVESTMENT

CRD#: 519

JENKINTOWN, PA

Past

December 16, 2009 - April 26, 2010

NEW ENGLAND SECURITIES

CRD#: 615

NEWTOWN SQUARE, PA

Past

August 6, 2009 - August 31, 2009

PRUCO SECURITIES, LLC.

CRD#: 5685

CHALFONT, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVE WEALTH MANAGEMENT, LLC

CRD#: 168777 / SEC#: 801-108388

RIA

Registered Investment Advisory firm - (9/13/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/5/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THRIVE WEALTH MANAGEMENT, LLC

CRD#: 168777 / SEC#: 801-108388

RIA

Registered Investment Advisory firm - (9/13/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2016 Terminated)

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Contact information

Main Address

1000 Madison Avenue Suite 208, Audubon, PA 19403

Mailing Address

Phone number

(215) 376-5530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THRIVE WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts	2,812
AUM (Assets Under Management)	$ 1,322,350,025

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/15/2024	Cover Page	Report
05/29/2024	Cover Page	Report
04/06/2023	Cover Page	Report
02/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Stanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Stanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

THRIVE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2012

Series 63

Date: 12/15/2011

SIE

Date: 7/9/2015

Series 6

Date: 8/5/2009

Current Firm

THRIVE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THRIVE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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