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Benjamin Everett Cruikshank

FLOURISH FINANCIAL
New York, NY
·CRD# 5682701·10 years experience

Professional Summary

Benjamin Everett Cruikshank, who also goes by Benjamin Cruikshank, is a registered financial advisor currently at FLOURISH FINANCIAL LLC located in New York, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2018. Benjamin has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, Series 7, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Cruikshank

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

FLOURISH FINANCIAL LLC·CRD# 293019
BD
2 Park Avenue 11th Floor, New York, NY 10016
December 4, 2018 - Present
BETTERMENT·CRD# 149117
RIA
New York, NY
March 6, 2018 - June 12, 2018

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Current Firm

FF
FLOURISH FINANCIAL LLC

FLOURISH FINANCIAL LLC | STONE RIDGE SECURITIES LLC

CRD#: 293019 / SEC#: 8-70093
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

2 Park Avenue 11th Floor, New York, NY 10016

Mailing Address

2 Park Avenue 11th Floor, New York, NY 10016

Phone Number

(833) 808-5700

Established

Delaware since 11/03/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FLOURISH HOLDING COMPANY LLCSOLE MEMBER—
CRUIKSHANK, BENJAMIN EVERETTPRESIDENT5682701
LANE, MAXWELL KEITHCHIEF EXECUTIVE OFFICER6111790
MURRAY, KATECHIEF COMPLIANCE OFFICER, COUNSEL, SECRETARY4958654
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4364402

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/12/2018)
RR
Alaska
(12/4/2018)
RR
Arizona
(12/5/2018)
RR
Arkansas
(12/12/2018)
RR
California
(12/18/2018)
RR
Colorado
(12/20/2018)
RR
Connecticut
(12/13/2018)
RR
Delaware
(12/14/2018)
RR
District of Columbia
(12/13/2018)
RR
Florida
(12/17/2018)
RR
Georgia
(12/13/2018)
RR
Hawaii
(12/12/2018)
RR
Idaho
(12/11/2018)
RR
Illinois
(12/18/2018)
RR
Indiana
(12/18/2018)
RR
Iowa
(12/6/2018)
RR
Kansas
(12/17/2018)
RR
Kentucky
(12/13/2018)
RR
Louisiana
(12/13/2018)
RR
Maine
(12/14/2018)
RR
Maryland
(12/14/2018)
RR
Massachusetts
(1/30/2019)
RR
Michigan
(12/4/2018)
RR
Minnesota
(2/22/2019)
RR
Mississippi
(12/14/2018)
RR
Missouri
(12/17/2018)
RR
Montana
(12/18/2018)
RR
Nebraska
(12/20/2018)
RR
Nevada
(12/17/2018)
RR
New Hampshire
(1/15/2019)
RR
New Jersey
(12/12/2018)
RR
New Mexico
(12/12/2018)
RR
New York
(12/11/2018)
RR
North Carolina
(12/19/2018)
RR
North Dakota
(12/17/2018)
RR
Ohio
(12/5/2018)
RR
Oklahoma
(12/13/2018)
RR
Oregon
(1/8/2019)
RR
Pennsylvania
(12/13/2018)
RR
Rhode Island
(12/11/2018)
RR
South Carolina
(1/13/2019)
RR
South Dakota
(12/12/2018)
RR
Tennessee
(12/12/2018)
RR
Texas
(12/20/2018)
RR
Utah
(12/5/2018)
RR
Vermont
(12/20/2018)
RR
Virginia
(12/13/2018)
RR
Washington
(12/14/2018)
RR
West Virginia
(12/18/2018)
RR
Wisconsin
(12/20/2018)
RR
Wyoming
(12/20/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2018About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2016About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Jul 2018About the Series 7 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Feb 2020About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Benjamin Everett Cruikshank's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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