Jonathan Law
Professional summary
Jonathan Law, who also goes by Jon Law, is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 2 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Law's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2022 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005December 13, 2011 - May 25, 2022
ADVISORS ASSET MANAGEMENT, INC.
November 24, 2009 - May 25, 2022
ADVISORS ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2022)
Exams
Series 99TO
Date: 8/22/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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