Mark R. Peterson
Professional summary
Mark Ryan Peterson is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Orinda, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2009. Mark has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Ryan Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2017 - Present
PENSERRA SECURITIES, LLC
Office #1: 4 Orinda Way Suite 100-a, Orinda, CA 94563February 6, 2017 - May 18, 2017
CHEEVERS & COMPANY, LLC
April 1, 2015 - September 26, 2016
COWEN EXECUTION SERVICES LLC
December 21, 2012 - April 1, 2015
G-TRADE SERVICES LLC
January 12, 2011 - November 15, 2012
IFS SECURITIES
December 16, 2009 - September 24, 2010
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/14/2010
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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Company Information
PENSERRA SECURITIES, LLC
CRD#: 145994Orinda, CA 94563TRUST BUT VERIFY
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