Anthony Nmn Castelli
Professional Summary
Anthony Nmn Castelli, who also goes by Anthony Castelli, is a registered financial advisor currently at PENSERRA CAPITAL MANAGEMENT LLC located in Orinda, California and PENSERRA GLOBAL INVESTORS LLC located in Orinda, California. Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anthony Castelli
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
PENSERRA CAPITAL MANAGEMENT LLC | PENSERRA PARTNERS LLC
Contact Information
Main Address
4 Orinda Way Suite 100-a, Orinda, CA 94563Phone Number
(800) 456-8850# of Employees
16SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
49AUM (Assets Under Management)
$17,500,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PENSERRA CAPITAL MANAGEMENT LLC | PENSERRA PARTNERS LLC
State Registrations and Notice Filings
(6/20/2013)
(1/4/2018)
(8/1/2017)
(6/20/2013)
(3/5/2021)
(1/30/2015)
(6/28/2011)
(6/16/2011)
(5/4/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2014About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 2006Series 25 — NYSE Trading Assistant Examination
Passed Aug 2002SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony Nmn Castelli's CRS (Customer Relationship Summary).
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