Lee Wilson Geiger
Professional Summary
Lee Wilson Geiger is a registered financial advisor currently at PENSERRA GLOBAL INVESTORS LLC located in Orinda, California and PENSERRA CAPITAL MANAGEMENT LLC located in Orinda, California. Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Lee has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
PENSERRA CAPITAL MANAGEMENT LLC | PENSERRA PARTNERS LLC
Contact Information
Main Address
4 Orinda Way Suite 100-a, Orinda, CA 94563Phone Number
(800) 456-8850# of Employees
16SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
49AUM (Assets Under Management)
$17,500,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PENSERRA CAPITAL MANAGEMENT LLC | PENSERRA PARTNERS LLC
State Registrations and Notice Filings
(4/15/2009)
(9/21/2022)
(3/2/2021)
(3/5/2021)
(3/2/2021)
(3/25/2009)
(12/10/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2005Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 1999About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lee Wilson Geiger's CRS (Customer Relationship Summary).
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