Gregory M. Giandalone
STRATEGIC ADVISERS LLC | Financial Consultant
RIDGEFIELD, CT
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CRD#: 5678964
Professional summary
Gregory M Giandalone, who also goes by Gregory M Giandalone, Gregory Michael Giandalone, Gregory Giandalone, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ridgefield, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in Chappaqua, New York.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Gregory has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Putting your unique goals at the center of each financial decision will help to form the foundation of your financial strategy. With my goals-based philosophy, I take the time to understand your most important priorities for today, tomorrow, and your long-term future. From there, we'll be able to create a detailed road map with tangible next steps to help ensure peace of mind for you and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory M Giandalone | Gregory Michael Giandalone | Gregory Giandalone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-16395|OrgNmn:Enagic|Org Addr:Marina del,California,US|OBA Nature:Distribution of water ionizing|Invst Rel:N|Title:Distributor|Duties:Distribute(sell) water ionizing machines and other products.|StrtDt:10-01-19|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Gregory M Giandalone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Pace University
Bachelor of Business Administration - Finance
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 480 Bedford Road, Chappaqua, NY 10514RIA
CRD#: 104555
RIDGEFIELD, CT
Current
June 10, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 480 Bedford Road, Chappaqua, NY 10514BD
CRD#: 7784
Chappaqua, NY
Past
April 26, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHAPPAQUA, NY
Past
June 26, 2020 - February 4, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHAPPAQUA, NY
Past
June 14, 2016 - May 29, 2020
TD AMERITRADE, INC.
RIA
CRD#: 7870
SANTA MONICA, CA
Past
June 14, 2016 - May 29, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Santa Monica, CA
Past
June 14, 2016 - May 29, 2020
TD AMERITRADE, INC.
BD
CRD#: 7870
SANTA MONICA, CA
Past
October 1, 2015 - May 16, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Los Angeles, CA
Past
October 1, 2015 - May 16, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Los Angeles, CA
Past
September 7, 2011 - May 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY HILLS, CA
Past
July 6, 2011 - May 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY HILLS, CA
Past
October 26, 2009 - December 9, 2009
JOHN THOMAS FINANCIAL
BD
CRD#: 40982
NEW YORK, NY
Past
September 2, 2009 - November 10, 2009
E1 ASSET MANAGEMENT, INC.
BD
CRD#: 46872
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/19/2022)
RR
California(6/10/2020)
RR
Connecticut(1/4/2022)
IAR
Connecticut(3/31/2025)
RR
Delaware(1/6/2022)
RR
District of Columbia(6/18/2025)
RR
Florida(1/20/2022)
RR
Hawaii(1/3/2025)
RR
Indiana(7/6/2022)
RR
Iowa(9/22/2022)
RR
Maine(12/5/2023)
RR
Massachusetts(1/20/2022)
RR
New Hampshire(1/3/2025)
RR
New Jersey(3/7/2022)
RR
New York(6/4/2021)
IAR
New York(3/31/2025)
RR
North Carolina(8/2/2021)
RR
Oregon(1/3/2025)
RR
South Carolina(1/20/2022)
IAR
Texas(3/31/2025)
RR
Washington(5/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Ridgefield, CTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
