Clayton E. Harper
Professional summary
Clayton Edward Harper is a registered financial professional currently at JUMP TRADING, LLC located in Austin, Texas.
Clayton is registered as a RR (Registered Representative) and started their career in finance in 2010. Clayton has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clayton Edward Harper's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2019 - Present
JUMP TRADING, LLC
Office #1: 500 W 2nd Street Suite 1750, Austin, TX 78701November 10, 2010 - March 22, 2019
TRADEBOT SYSTEMS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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