Caleb J. Chao
Professional summary
Caleb J Chao is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.
Caleb is registered as a RR (Registered Representative) and started their career in finance in 2010. Caleb has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caleb J Chao's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2019 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701May 17, 2018 - August 28, 2019
BAY CREST PARTNERS, LLC
March 11, 2016 - May 15, 2018
STORMHARBOUR SECURITIES LP
August 23, 2010 - August 1, 2014
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2022)
(8/30/2019)
Exams
FINRA
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
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