Jeffrey Garlatti
Professional Summary
Jeffrey Garlatti, who also goes by Jeffrey Charles Garlatti, is a registered financial advisor currently at BCG SECURITIES, INC. located in Cherry Hill, New Jersey and HORACE MANN INVESTORS, INC. located in Cherry Hill, New Jersey. Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 26...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeffrey Charles Garlatti
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
AC CAPITAL MANAGEMENT | WHITE CLIFF WEALTH MANAGEMENT | WEALTH ADVISORY GROUP | THE KIRWAN COMPANIES, LTD | ROCHONCHOU WEALTH MANAGEMENT | POWERS WEALTH MANAGEMENT | PINNACLE PEAK PRIVATE CLIENT GROUP | LANDMARK FINANCIAL PLANNERS, LLC | HADDON PLANNING GROUP | GREY CLIFF WEALTH MANAGEMENT | FREDERICA WEALTH MANAGEMENT | BCG WEALTH MANAGEMENT | BCG SECURITIES, INC. | BALANCED SECURITY PROGRAMS, INC. | ASPEN WEALTH MANAGEMENT
Contact Information
Main Address
51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002Mailing Address
51 Haddonfield Road Suite 210, Cherry Hill, NJ 08002Phone Number
(856) 393-1950Established
Pennsylvania since 09/10/1965Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
55SEC notice filing (45 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
2,100AUM (Assets Under Management)
$894,217,482Disclosures
Regulatory Event
6Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AC CAPITAL MANAGEMENT | WHITE CLIFF WEALTH MANAGEMENT | WEALTH ADVISORY GROUP | THE KIRWAN COMPANIES, LTD | ROCHONCHOU WEALTH MANAGEMENT | POWERS WEALTH MANAGEMENT | PINNACLE PEAK PRIVATE CLIENT GROUP | LANDMARK FINANCIAL PLANNERS, LLC | HADDON PLANNING GROUP | GREY CLIFF WEALTH MANAGEMENT | FREDERICA WEALTH MANAGEMENT | BCG WEALTH MANAGEMENT | BCG SECURITIES, INC. | BALANCED SECURITY PROGRAMS, INC. | ASPEN WEALTH MANAGEMENT
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jul 2015About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
BCG SECURITIES, INC. — Registered Investment Advisory firm
BCG Securities, Inc. (BCGS) is registered with the Securities and Exchange Commission (SEC) as both a broker-dealer and a registered investment advisor. Brokerage and investment advisory services and fees differ, and it is important for you, the retail investor, to understand the differences.
Free and simple tools are available to research firms and financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing. To learn more about BCGS, you may go to Financial Industry Regulatory Authority’s broker check at: https://brokercheck.finra.org/.
What fees will I pay?
It is important for you, the retail investor, to understand the principal fees and costs you will incur for your brokerage or investment advisory services, including how frequently they are assessed and the conflict of interest they create.
Brokerage accounts: If you elect to open a brokerage account, we charge transaction-based fees to buy and sell securities. This means you are charged more when there are more trades in your account. Therefore, we may have an incentive to encourage you to trade more often.
Annuities: If you elect to purchase a variable annuity, the insurance company offering the product charges asset-based fees based on a percentage of assets invested in the annuity contract under management and BCGS receives a portion of those charges. The more assets you contribute to an annuity, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
Mutual fund platform accounts: If you elect to open a mutual fund platform account, the provider charges asset-based fees based on a percentage of assets invested in the mutual fund platform product and BCGS receives a portion of those fees. The more assets you contribute to a mutual fund platform account, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
Variable universal life insurance: If you elect to open a variable universal life insurance policy, the insurance company offering the product charges fees on those dollars being allocated to the separate account of the variable universal life insurance policy. The more assets you contribute to the variable universal life insurance policy’s separate account, the more fees you will pay. Therefore, we have an incentive to encourage you to increase contributions to your variable universal life insurance policy.
Investment advisory and investment management services: If you elect to open an investment advisory or investment management type-account, we charge asset-based fees based on a percentage of assets in the account. The rate and periodic basis for your account billing will be discussed in your account agreement. The more assets invested in an advisory account, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
You will also incur other fees and costs related your brokerage or investment advisory / investment management services. These include, but are not limited to, depending on the product: mortality and expense fees and/or market value adjustments associated with variable insurance products, mutual fund distribution fees, account maintenance fees, account termination fees, brokerage account trade ticket fees, or custody fees.
You will pay fees and incur costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying. You can find more detailed information about fees and costs related to our services as a broker-dealer in our Recommendation Disclosure Statement. You can find more detailed information about our fees and costs related to our investment advisory and investment management services in our Form ADV, Part 2A.
Questions to ask your Professional:
- Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?
When we provide you with a recommendation as your broker-dealer or act as your investment advisor, we must act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations and investment advice, we provide you. Here are some examples to help you understand what this means.
Investment Management Services: Investment management fees cover a wider range of services, including transaction costs, custody of your securities, and ongoing account monitoring. The periodic fees for these high touch services create incentives for IARs to recommend investment management services to you, rather than brokerage services.
Revenue sharing: Mutual funds and variable insurance products charge account holders distribution fees and expenses on a periodic and ongoing basis. Some of these fees are shared with us and passed through to your RR and create an incentive for us to recommend these types of securities.
Questions to ask your Professional:
- How might your conflicts of interest affect me, and how will you address them?
Our RRs receive cash compensation when making recommendations involving sales of securities products. RRs may, depending on the product recommended, also receive a portion of the ongoing 12b-1 or other distribution fees we receive, which are charged from assets held in your portfolio. These products have different sales charges and compensation levels. This means the RR receives more compensation when there are more trades in your account, or when the RR makes a recommendation for a securities product with higher sales charges with higher ongoing distribution fees. The RR has an incentive to encourage you to trade more often or to recommend products with higher sales or distribution charges because it increases their compensation.
Our IARs receive cash compensation when making a recommendation for a managed account subject to an asset-based fee. The more assets there are in an advisory account, the more the IAR receive in cash compensation. The financial professional has an incentive to encourage you to increase the assets in your account.
By being registered to act as a BCGS RR or BCGS IAR, individuals are eligible to attend an educational business conference hosted by BCGS. The value of the trip is paid by BCGS and depends on the hotel, travel, dining and entertainment expenses associated with the applicable trip. Eligibility for the trip is not tied to any financial incentives, such as specific product recommendations or sales quotas.
CRS (Client Relationship Summary) - BD
BCG SECURITIES, INC. — Broker-Dealer Firm
BCG Securities, Inc. (BCGS) is registered with the Securities and Exchange Commission (SEC) as both a broker-dealer and a registered investment advisor. Brokerage and investment advisory services and fees differ, and it is important for you, the retail investor, to understand the differences.
Free and simple tools are available to research firms and financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisors, and investing. To learn more about BCGS, you may go to Financial Industry Regulatory Authority’s broker check at: https://brokercheck.finra.org/.
What fees will I pay?
It is important for you, the retail investor, to understand the principal fees and costs you will incur for your brokerage or investment advisory services, including how frequently they are assessed and the conflict of interest they create.
Brokerage accounts: If you elect to open a brokerage account, we charge transaction-based fees to buy and sell securities. This means you are charged more when there are more trades in your account. Therefore, we may have an incentive to encourage you to trade more often.
Annuities: If you elect to purchase a variable annuity, the insurance company offering the product charges asset-based fees based on a percentage of assets invested in the annuity contract under management and BCGS receives a portion of those charges. The more assets you contribute to an annuity, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
Mutual fund platform accounts: If you elect to open a mutual fund platform account, the provider charges asset-based fees based on a percentage of assets invested in the mutual fund platform product and BCGS receives a portion of those fees. The more assets you contribute to a mutual fund platform account, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
Variable universal life insurance: If you elect to open a variable universal life insurance policy, the insurance company offering the product charges fees on those dollars being allocated to the separate account of the variable universal life insurance policy. The more assets you contribute to the variable universal life insurance policy’s separate account, the more fees you will pay. Therefore, we have an incentive to encourage you to increase contributions to your variable universal life insurance policy.
Investment advisory and investment management services: If you elect to open an investment advisory or investment management type-account, we charge asset-based fees based on a percentage of assets in the account. The rate and periodic basis for your account billing will be discussed in your account agreement. The more assets invested in an advisory account, the more you will pay in fees. Therefore, we have an incentive to encourage you to increase the assets in your account.
You will also incur other fees and costs related your brokerage or investment advisory / investment management services. These include, but are not limited to, depending on the product: mortality and expense fees and/or market value adjustments associated with variable insurance products, mutual fund distribution fees, account maintenance fees, account termination fees, brokerage account trade ticket fees, or custody fees.
You will pay fees and incur costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying. You can find more detailed information about fees and costs related to our services as a broker-dealer in our Recommendation Disclosure Statement. You can find more detailed information about our fees and costs related to our investment advisory and investment management services in our Form ADV, Part 2A.
Questions to ask your Professional:
- Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?
When we provide you with a recommendation as your broker-dealer or act as your investment advisor, we must act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations and investment advice, we provide you. Here are some examples to help you understand what this means.
Investment Management Services: Investment management fees cover a wider range of services, including transaction costs, custody of your securities, and ongoing account monitoring. The periodic fees for these high touch services create incentives for IARs to recommend investment management services to you, rather than brokerage services.
Revenue sharing: Mutual funds and variable insurance products charge account holders distribution fees and expenses on a periodic and ongoing basis. Some of these fees are shared with us and passed through to your RR and create an incentive for us to recommend these types of securities.
Questions to ask your Professional:
- How might your conflicts of interest affect me, and how will you address them?
Our RRs receive cash compensation when making recommendations involving sales of securities products. RRs may, depending on the product recommended, also receive a portion of the ongoing 12b-1 or other distribution fees we receive, which are charged from assets held in your portfolio. These products have different sales charges and compensation levels. This means the RR receives more compensation when there are more trades in your account, or when the RR makes a recommendation for a securities product with higher sales charges with higher ongoing distribution fees. The RR has an incentive to encourage you to trade more often or to recommend products with higher sales or distribution charges because it increases their compensation.
Our IARs receive cash compensation when making a recommendation for a managed account subject to an asset-based fee. The more assets there are in an advisory account, the more the IAR receive in cash compensation. The financial professional has an incentive to encourage you to increase the assets in your account.
By being registered to act as a BCGS RR or BCGS IAR, individuals are eligible to attend an educational business conference hosted by BCGS. The value of the trip is paid by BCGS and depends on the hotel, travel, dining and entertainment expenses associated with the applicable trip. Eligibility for the trip is not tied to any financial incentives, such as specific product recommendations or sales quotas.
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