Lawrence S. Tundidor
CETERA INVESTMENT ADVISERS LLC
PHILADELPHIA, PA 19103
Some features on this profile are disabled
CRD#: 5668494
Professional summary
Lawrence Stephen Tundidor, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Philadelphia, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Philadelphia, Pennsylvania.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Lawrence has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1800 JOHN F KENNEDY BLVD STE 300; Philadelphia; PA; 19103; Fixed Insurance Sales; Independent Insurance Agent; 9/2/2013; 40; 40; Sales of Fixed Insurance Products| 2) NAME OF ENTITY:LST Financial Services LLC; No; 41 ISLE OF Venice Drive Unit 201; Fort Lauderdale; FL; 33301; S-Corp; CEO/President; 3/1/2016; 0; 0; S-Corp for tax purposes only.| 3) NAME OF ENTITY:LAWRENCE TUNDIDOR-Rental Property; No; 5292 Palm Colony Drive; Lake Worth; FL; 33463; Rental Property; Owner; 2/1/2019; 1; 0; Manage Property| 4) NAME OF OTHER BUSINESS: TUNDIDOR WEALTH & INVESTMENT GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 80; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Stephen Tundidor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
April 3, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1800 John F Kennedy Blvd Ste 300, Philadelphia, PA 19103Office #2: 991 Us Highway 22 Suite 200-210, Bridgewater, NJ 08807Office #3: 1213 Culbreth Drive Suite 450, Wilmington, NC 28405Office #4: 1100 N Glebe Rd Ste 1010, Arlington, VA 22201Office #6: 630 Freedom Business Center 3rd Floor, Suite 15, King Of Prussia, PA 19406Office #7: 501 East Las Olas Blvd Suite 200, Fort Lauderdale, FL 33301RIA
CRD#: 105644
PHILADELPHIA, PA
Current
June 7, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1800 John F Kennedy Blvd Ste 300, Philadelphia, PA 19103Office #2: 630 Freedom Business Center 3rd Floor, Suite 15, King Of Prussia, PA 19406Office #4: 501 East Las Olas Blvd Suite 200, Fort Lauderdale, FL 33301Office #5: 991 Us Highway 22 Suite 200-210, Bridgewater, NJ 08807Office #6: 1213 Culbreth Drive Suite 450, Wilmington, NC 28405Office #7: 1100 N Glebe Rd Ste 1010, Arlington, VA 22201BD
CRD#: 13572
PHILADELPHIA, PA
Past
June 8, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Stamford, CT
Past
September 16, 2009 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
PHILADELPHIA, PA
Past
July 21, 2009 - June 14, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/10/2021)
RR
California(10/6/2021)
RR
Connecticut(6/10/2021)
RR
Delaware(6/10/2021)
RR
Florida(6/7/2021)
IAR
Florida(4/3/2023)
RR
Georgia(3/28/2024)
RR
Illinois(6/10/2021)
RR
Louisiana(7/31/2025)
RR
Maryland(6/10/2021)
RR
Michigan(7/30/2025)
RR
New Hampshire(2/13/2023)
RR
New Jersey(6/10/2021)
IAR
New Jersey(6/29/2023)
RR
New York(6/10/2021)
RR
North Carolina(6/10/2021)
IAR
North Carolina(6/29/2023)
RR
Pennsylvania(6/10/2021)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(6/10/2021)
RR
Tennessee(5/21/2024)
RR
Texas(6/10/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/10/2021)
IAR
Virginia(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
