EA
Erin K. Arnett
KESTRA ADVISORY SERVICES
Peoria, IL 61602
Some features on this profile are disabled
CRD#: 5668411
EA
Professional summary
Erin Kolleen Arnett, who also goes by Erin K King, Erin Kolleen King, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Peoria, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Peoria, Illinois.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Erin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin K King | Erin Kolleen King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: TN WOMEN CITY AMBASSADOR / TN WOMEN CONNECT LLC POSITION: City Ambassador/Chapter Host NATURE: Networking Chapter Host INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 138 Coreopsis Ct, Franklin TN 37067 DESCRIPTION: We host 2 events a month in each city for networking. In this Chapter Leader role, I would be responsible for planning, promoting, hosting, and recapping 2 events a month in the city of Bellevue TN Name: DO'S AND DON'TS OF DIVORCE LLC POSITION: Owner, and Financial Expert NATURE: As a Certified Divorce Financial Analyst, I will be the "Financial Expert" for an online training course helping guide people through the financial components of divorce process. INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2024 ADDRESS: 1201 Liberty Pike, Ste 229, Franklin TN 37067 DESCRIPTION: I will create online videos for our target audience. I will create social media posts geared towards people navigating the divorce process. It will be separate and unrelated to my current Kestra monitored Social Media platform. I will be the Financial Expert on a monthly webinar with pre-reviewed questions. There will be no investment advice given, I will strictly be providing guidance on how to navigate the divorce process from a financial standpoint.
CRS (Client Relationship Summary) - RIA
Click below to view Erin Kolleen Arnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 412 Sw Washington St Suite C, Peoria, IL 61602RIA
CRD#: 283330
Peoria, IL
Current
May 21, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 412 Sw Washington St. Suite C, Peoria, IL 61602BD
CRD#: 42046
Peoria, IL
Past
September 16, 2011 - June 3, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
October 27, 2010 - September 23, 2011
ASSOCIATED INVESTMENT SERVICES, INC.
BD
CRD#: 1464
PEORIA, IL
Past
August 12, 2009 - July 23, 2010
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(5/21/2021)
IAR
Illinois(6/17/2021)
RR
Kentucky(3/17/2025)
RR
Maryland(5/11/2023)
RR
North Carolina(6/12/2024)
RR
Tennessee(5/21/2021)
IAR
Tennessee(7/30/2021)
RR
Texas(4/1/2025)
IAR
Texas(4/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
