Richard L. Hillson
Professional summary
Richard Lloyd Hillson is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2009. Richard has worked at 3 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 17, SIE, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Lloyd Hillson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2013 - Present
THIRD SEVEN CAPITAL LLC
Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830September 27, 2011 - May 16, 2012
ALLIED BEACON PARTNERS, INC.
July 2, 2009 - July 8, 2011
INTERMERCHANT SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2014)
(10/8/2014)
(3/10/2014)
(2/3/2017)
(10/23/2013)
(10/16/2015)
(2/26/2015)
(8/4/2015)
(10/22/2013)
(1/20/2022)
(1/31/2017)
(9/11/2015)
(3/7/2018)
(8/31/2015)
(1/31/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 17
Date: 1/2/2023
Limited Registered Representative ExaminationFINRA
Current Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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