Blake O. Huber
Professional summary
Blake Owen Huber, who also goes by Blake Owen Huber, Blake Huber, is a registered financial professional currently at ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Blake is registered as a RR (Registered Representative) and started their career in finance in 2011. Blake has worked at 6 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blake Owen Huber's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2022 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202March 20, 2019 - July 14, 2022
VANGUARD MARKETING CORPORATION
March 28, 2016 - December 31, 2018
3ICO SECURITIES LLC
January 4, 2013 - December 31, 2013
CMS INVESTMENT RESOURCES, LLC
October 15, 2012 - December 31, 2018
MAINLINE PRIVATE WEALTH, LLC
November 15, 2011 - March 12, 2012
LINCOLN INVESTMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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