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RR

Ryan J. Ranuio

HORNOR, TOWNSEND & KENT
OXNARD, CA 93036
Some features on this profile are disabled
CRD#: 5663518
RR

Professional summary


Ryan Joseph Ranuio, who also goes by Ryan J Ranuio, Ryan Joseph Ranuio, Ryan Ranuio, is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in Oxnard, California.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2011. Ryan has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan J Ranuio | Ryan Joseph Ranuio | Ryan Ranuio

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 1000 TOWNCENTER DRIVE, SUITE 300, OXNARD, CA 93036 | START DATE: 05/19/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 128 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2)REAL ESTATE | INVESTMENT RELATED: NO | DBA NAME: COOPERSTOWN LLC | POSITION HELD: OWNER | ADDRESS: 3966 MARSHALL STREET, VENTURA, CA 93003 | START DATE: 07/01/2021 | NATURE OF ACTIVITY: REAL ESTATE | APPROX HRS PER MTH: 10 | APPROX TRADING HRS PER MTH: 10 | DESCRIPTION OF DUTIES: ENTITY USED TO PURCHASE REAL ESTATE FOR RENTAL INCOME; PROPERTY MANAGEMENT & ADMIN.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ryan Joseph Ranuio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 16, 2025 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 1000 Towncenter Drive Suite 300, Oxnard, CA 93036
RIA
BD
CRD#: 4031
OXNARD, CA
Past

June 16, 2025 - July 14, 2025

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
OXNARD, CA
Past

June 6, 2016 - May 3, 2023

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Ventura, CA
Past

April 29, 2016 - May 3, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Ventura, CA
Past

May 9, 2014 - April 7, 2016

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SHERMAN OAKS, CA
Past

October 17, 2011 - April 7, 2016

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SHERMAN OAKS, CA
Past

September 24, 2011 - October 27, 2011

NYLIFE SECURITIES LLC

BD
CRD#: 5167
OXNARD, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/14/2025)
RR
Florida
(7/14/2025)
RR
Texas
(7/14/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 7/11/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)

Direct owners and executive officers


NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
MULLER, NIKI LEEPRINCIPAL OPERATIONS OFFICER7364066
NAGENGAST, HEATHER JILLPRESIDENT, MANAGER5300554
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
WYANT, JUSTINMANAGER8146157

Regulatory assets under management


Total Number of Accounts31,522
AUM (Assets Under Management)$ 7,753,847,039

Disclosures


Regulatory Event11
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031Oxnard, CA 93036

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