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RF

Ronald E. Fullerlove

U.S. STERLING SECURITIES
Hauppauge, NY 11788
Some features on this profile are disabled
CRD#: 5662308
RF

Professional summary


Ronald Eugene Fullerlove, who also goes by Ron Fullerlove, is a registered financial professional currently at U.S. STERLING SECURITIES, INC. located in Hauppauge, New York.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2009. Ronald has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ron Fullerlove

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ronald Eugene Fullerlove's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 11, 2015 - Present

U.S. STERLING SECURITIES, INC.

Office #1: 1393 Veterans Memorial Highway 412n, Hauppauge, NY 11788
BD
CRD#: 35912
Hauppauge, NY
Past

December 17, 2012 - April 11, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
BETTENDORF, IA
Past

November 21, 2012 - April 11, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
BETTENDORF, IA
Past

February 19, 2010 - November 30, 2010

AUSDAL FINANCIAL PARTNERS, INC.

RIA
CRD#: 7995
MOLINE, IL
Past

February 19, 2010 - November 30, 2010

AUSDAL FINANCIAL PARTNERS, INC.

BD
CRD#: 7995
MOLINE, IL
Past

January 1, 2010 - February 16, 2010

WADDELL & REED

RIA
CRD#: 866
DAVENPORT, IA
Past

October 29, 2009 - February 16, 2010

WADDELL & REED

BD
CRD#: 866
DAVENPORT, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(2/11/2015)
RR
Iowa
(11/7/2018)
RR
New York
(2/11/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


US
U.S. STERLING SECURITIES, INC.
U.S. STERLING SECURITIES, INC.

CRD#: 35912 / SEC#: , 8-47052

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Mailing Address
1393 Veterans Memorial Highway Unit 412n, Hauppauge, NY 11788
Phone number
(631) 360-2829
Established
New York since 03/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
U. S. STERLING CAPITAL CORPORATIONDOMESTIC ENTITY SHAREHOLDER
GOLDMAN, GEORGE ROBERTFINOP/CO-CCO/ROP/VP FINANCE1315513
ORR, BRIAN JUSTINMANAGING DIRECTOR/EXECUTIVE VP4030228
ORR, HERBERT ARTHUR JRPRESIDENT/CEO/CCO2124439
ORR, SHAWN WILLIAMEXECUTIVE VICE PRESIDENT/CCO4543396

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


U.S. STERLING SECURITIES, INC.

CRD#: 35912Hauppauge, NY 11788

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