RG
Robert C. Gascho
EAGLE STRATEGIES
SAN FRANCISCO, CA 94105
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CRD#: 5662227
RG
Robert Carl GaschoEAGLE STRATEGIES
Professional summary
Robert Carl Gascho, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Francisco, California and NYLIFE SECURITIES LLC located in San Francisco, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[KEYMIX SOLUTIONS; SOLE PROPRIETORSHIP; SINCE 09/2004; RECEIVING PASSIVE REVENUE ON ALREADY EXISTING CONTRACTS; NO ACTIVE HOURS ON-GOING, NO ACTIVE HOURS DURING SECURITIES TRADING HOURs; NOT SECURITIES RELATED.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; commissions; insurance related] [National Foundation for A Research; National Foundation for A Research (NFAR) is a local non-profit focused on providing opportunities for the development and expansion of programs and resources for the benefit of children and young adults who are impacted by a.; 9815 Carroll Canyon Rd #203 San Diego CA 92131; Start Date 03/2019; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [156 - 158 12th Avenue HOA; Home Owner Association. Joint ownership of common space in condominium; 156 12th Avenue San Francisco California 94118; Start Date 01/2023; Role/Title: Member; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; [156 - 158 12th Avenue HOA; Home Owner Association. Joint ownership of common space in condominium; Paying insurance, making decisions about upkeep, paying contractors for repair work and maintenance] [National Foundation for A Research - Temporary Treasurer; A nonprofit in San Diego dedicated to offering programs and support for autistic individuals and their advocates through vocational programs, social development, and community support.; 9825 Businesspark Ave., San Diego, CA 92131; Start Date 08/2026; Role/Title: Officer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; 1. REVIEW OF MONTHLY FINANCIALS including: Bank Statement, Vanguard Statement, General Ledger, Deposit report, Balance Sheets –(prior month and prior year comparisons), Profit and Loss Statements prior month and prior year comparisons, Year to date), and 12 month Cash Flows. 2. REVIEW OF AUDITED FINANCIALS REPORT (Final Review prior to distribution to Board) 3. REVIEW OF 990 for FEDERAL AND STATE OF CA. (Final Review prior to distribution to Board) The NFAR Treasurer has NOT had signature authority.]
CRS (Client Relationship Summary) - RIA
Click below to view Robert Carl Gascho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
February 14, 2022 - Present
EAGLE STRATEGIES LLC
Office #1: 425 Market Street Suite 970, San Francisco, CA 94105RIA
CRD#: 110826
SAN FRANCISCO, CA
Current
August 30, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 425 Market Street Suite 1800, San Francisco, CA 94105BD
CRD#: 5167
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/9/2024)
RR
California(9/15/2010)
IAR
California(2/14/2022)
RR
Colorado(2/17/2023)
RR
Connecticut(3/17/2025)
RR
Florida(1/25/2023)
RR
Hawaii(3/13/2024)
RR
Illinois(5/3/2012)
RR
Massachusetts(9/15/2023)
RR
Missouri(2/21/2025)
RR
Nevada(1/4/2021)
RR
North Carolina(3/18/2020)
RR
Oklahoma(3/21/2024)
RR
Oregon(6/3/2025)
RR
South Carolina(2/3/2026)
RR
Tennessee(6/30/2026)
RR
Texas(3/5/2021)
RR
Virginia(2/2/2012)
RR
Washington(8/6/2013)
RR
Wisconsin(1/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/1/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
